Dennis David Nelson
Professional Summary
Dennis David Nelson was a registered financial advisor. Dennis was a previously registered financial professional and started their career in finance 1975 - 2022. Dennis had worked at 9 firms and has passed the Series 63, Series 15, Series 5, Series 7, Series 24, Series 12 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
52 years in the financial services industry
Current & Past Employments
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Current Firm
CORDNER INVESTMENT ADVISORS | THE NAPLES MONEY MANAGERS | NAPLES MONEY MANAGEMENT LLC
Contact Information
Main Address
10001 Tamiami Trail North Suite 101, Naples, FL 34108Phone Number
(239) 261-4800# of Employees
6SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
484AUM (Assets Under Management)
$164,392,921Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CORDNER INVESTMENT ADVISORS | THE NAPLES MONEY MANAGERS | NAPLES MONEY MANAGEMENT LLC
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Aug 1984Series 5 — Interest Rate Options Examination
Passed Dec 1982Series 12 — NYSE Branch Manager Examination
Passed Jun 1980Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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