Cory W. Mcphee
Professional summary
Cory Willard Mcphee, who also goes by Cory Willard Mcphee, Cory Mcphee, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Cory is registered as a RR (Registered Representative) and started their career in finance in 2013. Cory has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cory Willard Mcphee's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 24, 2023 - December 31, 2024
J. ALDEN ASSOCIATES, INC.
March 5, 2021 - December 31, 2022
MML INVESTORS SERVICES, LLC
April 1, 2013 - December 14, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2025)
(1/9/2025)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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