HW
Hansen D. Williams
CALAMOS FINANCIAL SERVICES LLC
Chicago, IL 60607
Some features on this profile are disabled
CRD#: 6038712
HW
Professional summary
Hansen David Williams, who also goes by Hansen David Williams, Hans Williams, is a registered financial professional currently at CALAMOS FINANCIAL SERVICES LLC located in Chicago, Illinois.
Hansen is registered as a RR (Registered Representative) and started their career in finance in 2012. Hansen has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Hansen David Williams | Hans Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Hansen David Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2024 - Present
CALAMOS FINANCIAL SERVICES LLC
Office #1: 215 North Peoria Street #600/1100/1200, Chicago, IL 60607BD
CRD#: 19850
Chicago, IL
Past
January 18, 2022 - January 10, 2025
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
CHICAGO, IL
Past
July 7, 2021 - January 3, 2022
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
SAN MATEO, CA
Past
July 5, 2016 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
SAN MATEO, CA
Past
March 3, 2014 - June 3, 2016
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
BD
CRD#: 39805
chicago, IL
Past
April 12, 2012 - March 3, 2014
GUGGENHEIM DISTRIBUTORS, LLC
BD
CRD#: 40805
LISLE, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/17/2024)
RR
Alaska(12/17/2024)
RR
Arizona(12/17/2024)
RR
Arkansas(12/17/2024)
RR
California(12/17/2024)
RR
Colorado(12/17/2024)
RR
Connecticut(12/17/2024)
RR
Delaware(12/17/2024)
RR
District of Columbia(12/17/2024)
RR
Florida(12/17/2024)
RR
Georgia(12/17/2024)
RR
Hawaii(12/17/2024)
RR
Idaho(12/17/2024)
RR
Illinois(12/17/2024)
RR
Indiana(12/17/2024)
RR
Iowa(12/17/2024)
RR
Kansas(12/17/2024)
RR
Kentucky(12/17/2024)
RR
Louisiana(12/17/2024)
RR
Maine(12/17/2024)
RR
Maryland(12/17/2024)
RR
Massachusetts(12/17/2024)
RR
Michigan(12/17/2024)
RR
Minnesota(12/17/2024)
RR
Mississippi(12/17/2024)
RR
Missouri(12/17/2024)
RR
Montana(12/17/2024)
RR
Nebraska(12/17/2024)
RR
Nevada(12/17/2024)
RR
New Hampshire(12/17/2024)
RR
New Jersey(12/17/2024)
RR
New Mexico(12/17/2024)
RR
New York(12/17/2024)
RR
North Carolina(12/17/2024)
RR
North Dakota(12/17/2024)
RR
Ohio(12/18/2024)
RR
Oklahoma(12/17/2024)
RR
Oregon(12/17/2024)
RR
Pennsylvania(12/17/2024)
RR
Puerto Rico(12/17/2024)
RR
Rhode Island(12/17/2024)
RR
South Carolina(12/17/2024)
RR
South Dakota(12/17/2024)
RR
Tennessee(12/17/2024)
RR
Texas(12/17/2024)
RR
Utah(12/17/2024)
RR
Vermont(12/17/2024)
RR
Virgin Islands(12/17/2024)
RR
Virginia(12/17/2024)
RR
Washington(12/17/2024)
RR
West Virginia(12/17/2024)
RR
Wisconsin(12/17/2024)
RR
Wyoming(12/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CALAMOS FINANCIAL SERVICES LLC
CALAMOS FINANCIAL SERVICES LLC | CALAMOS FINANCIAL SERVICES, INC.
CRD#: 19850 / SEC#: , 8-37854
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2020 Calamos Court, Naperville, IL 60563-2787
Mailing Address
2020 Calamos Court, Naperville, IL 60563-2787
Phone number
(630) 245-7200
Established
Delaware since 09/15/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CALAMOS INVESTMENTS LLC | SOLE MEMBER/MANAGER | |
| KOUDOUNIS, JOHN SPIRO | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1878118 |
| DUFRESNE, DANIEL LEO | EVP, CHIEF OPERATING OFFICER | 2852606 |
| HELMETAG, CHRISTIAN ALLAN | PRINCIPAL OPERATIONS OFFICER | 5282700 |
| HELMETAG, CHRISTIAN ALLAN | FINANCIAL OPERATION PRINCIPAL | 5282700 |
| KILEY, THOMAS PATRICK | SVP CHIEF DISTRIBUTION OFFICER | 2869770 |
| KILEY, THOMAS PATRICK | PRINCIPAL EXECUTIVE OFFICER | 2869770 |
| OJALA, ERIK DONALD | GENERAL COUNSEL & SECRETARY | 4758365 |
| SINKER, JACQUELINE ELIZABETH | CHIEF COMPLIANCE OFFICER | 1471593 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
