Lauren Mcknight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauren Mcknight was a registered financial professional .
Lauren is a previously registered financial professional and started their career in finance in 2012. Lauren had worked at 1 firm and has passed the Series 52 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2012 - December 3, 2012
FFC CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FFC CAPITAL ADVISORS, LLC
CRD#: 149179 / SEC#: , 8-68118
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WILLIAMS PROGRESSIVE LIFE & ACCIDENT INSURANCE COMPANY | DIRECT OWNER ENTITY | |
| FRANCIS FINANCIAL GROUP, LLC DBA FFC CAPITAL MANAGEMENT | DIRECT OWNER ENTITY | |
| MAJESTIC MORTUARY SERVICE INC | PASSIVE SHAREHOLDERS | |
| BEATON, DANIEL STEWART | FINOP AND CFO | 4240769 |
| FRANCIS, OCTAVE JOSEPH III | EXECUTIVE OFFICER CEO / CCO | 1590513 |
| MAJESTIC LIFE INSURANCE COMPANY | PASSIVE SHAREHOLDERS |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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