DP
Daniel A. Peters-rodbell
CETERA INVESTMENT ADVISERS LLC
BELLE CHASSE, LA 70037
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CRD#: 6037335
DP
Professional summary
Daniel Aaron Peters-rodbell, who also goes by Dan Peters-rodbell, Dan Peters Rodbell, Dan Rodbell-peters, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Belle Chasse, Louisiana and CETERA WEALTH SERVICES, LLC located in Belle Chasse, Louisiana.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Daniel has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Peters-Rodbell | Dan Peters Rodbell | Dan Rodbell-Peters
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) THE ANSARDI GROUP, LLC; Investment Related; 8611 Hwy 23, Suite 1C, Belle Chasse, LA 70037; Investment and Financial Services; Financial Professional; Start Date 08/2020; 160 hours per month; Design and manage investments for clients and handle client facing tasks as required. >> (dba) ANSARDI FINANCIAL SERVICES LLC; Investment Related; 8611 Highway 23, Ste 1-C, Belle Chasse, LA 70037; Planning Associate; Start Date 02/2012; 160 hours per month; I support clients through the purchase of and advice on securities, college savings accounts, variable annuities, fixed annuities, life insurance, health insurance, and financial planning services. >> NEW ORLEANS OFFICIAL LIVERPOOL FC SUPPORTERS CLUB; Non-Investment Related; New Orleans, LA; Other; Treasurer; Start Date 11/2024; 1 hour per month with no hour(s) occurring during trading hours; My duities are to ensure that the club's paypal, venmo, square type accounts are functional for collecting and remitting money to members as required for reimbursement or apparel puchases. Attend meetings as required and on request, provide statement of accounts to the board.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Aaron Peters-rodbell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8611 Highway 23 Suite 1-c, Belle Chasse, LA 70037RIA
CRD#: 105644
BELLE CHASSE, LA
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8611 Highway 23 Suite 1-c, Belle Chasse, LA 70037BD
CRD#: 13572
Belle Chasse, LA
Past
July 20, 2016 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Belle Chasse, LA
Past
June 5, 2012 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Belle Chasse, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2025)
RR
Arizona(2/20/2025)
RR
Arkansas(2/20/2025)
RR
California(2/20/2025)
RR
Colorado(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Illinois(2/20/2025)
RR
Louisiana(2/20/2025)
IAR
Louisiana(2/20/2025)
RR
Maryland(2/20/2025)
RR
Michigan(2/20/2025)
RR
Mississippi(2/20/2025)
RR
Missouri(2/20/2025)
RR
Montana(2/20/2025)
RR
Nevada(2/20/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
Pennsylvania(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Tennessee(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Utah(2/20/2025)
RR
Washington(2/20/2025)
RR
West Virginia(2/20/2025)
RR
Wisconsin(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Belle Chasse, LA 70037TRUST BUT VERIFY
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