Sean C. Gillespie

APFORIA

VIRGINIA BEACH, VA 23452

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CRD#: 6036446

Professional summary

Sean C Gillespie is a registered financial advisor currently at APFORIA located in Virginia Beach, Virginia.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Sean has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sean C. Gillespie is a minority owner of PIM Tax Services, LLC, a tax planning and preparation firm collocated with Redeployment Wealth Strategies. The businesses are operated separately for marketing, continuity, and liability mitigation purposes. The amount of time spent on other business activities varies, but as of January 2023 averages 15 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean C Gillespie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2023 - Present

APFORIA

Office #1: 582 Lynnhaven Parkway Ste 102, Virginia Beach, VA 23452

RIA

CRD#: 327176

VIRGINIA BEACH, VA

Past

February 24, 2021 - December 26, 2023

REDEPLOYMENT WEALTH STRATEGIES LLC

RIA

CRD#: 277147

VIRGINIA BEACH, VA

Past

August 14, 2018 - December 31, 2020

REDEPLOYMENT WEALTH STRATEGIES LLC

RIA

CRD#: 277147

Virginia Beach, VA

Past

August 19, 2013 - July 25, 2018

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

CHESAPEAKE, VA

Past

July 29, 2013 - July 25, 2018

SECURITIES AMERICA, INC.

CRD#: 10205

CHESAPEAKE, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APFORIA

CRD#: 327176 / SEC#: 801-128361

RIA

Registered Investment Advisory firm - (8/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/19/2023)

IAR

Virginia
(9/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/13/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/25/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/2013

General Securities Representative Examination

Current Firm

APFORIA

CRD#: 327176 / SEC#: 801-128361

RIA

Registered Investment Advisory firm - (8/2/2023 Approved)

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Contact information

Main Address

582 Lynnhaven Parkway Ste 102, Virginia Beach, VA 23452

Mailing Address

Phone number

(833) 780-2487

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/14/2025)

Regulatory assets under management

Total Number of Accounts	959
AUM (Assets Under Management)	$ 96,324,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sean C. Gillespie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean C Gillespie's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDEPLOYMENT WEALTH STRATEGIES LLC

REDEPLOYMENT WEALTH STRATEGIES LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

APFORIA

State Registrations and Notice Filings

Exams

Series 66

Date: 8/13/2013

SIE

Date: 7/25/2018

Series 7

Date: 7/27/2013

Current Firm

APFORIA

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APFORIA

TRUST BUT VERIFY

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