MH
Mark A. Hammill
TRILOGY CAPITAL
TORRANCE, CA 90502
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CRD#: 6036316
MH
Professional summary
Mark Allen Hammill, who also goes by Mark Hammill, is a registered financial advisor currently at TRILOGY CAPITAL, INC. located in Torrance, California and LPL FINANCIAL LLC located in Torrance, California.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Mark has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Hammill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/29/2017 - V Group Inc - Not Investment Related - 7668 EL CAMINO ROAD #104-166 CARLSBAD, CA 92009 - Other - co founder and creative director - Start Date 12/2010 - 40 Hours Per Month / 0 Hours During Trading - V Group Inc - co founder and creative director. 2. 11/29/2017 - Trilogy Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Non-Variable Insurance - Start Date 03/2012 - 160 Hours Per Month. 3. 11/29/2017 - Mark Hammill Graphic Design - Not Investment Related - 3741 S Centinela Ave Los Angeles, CA 90066 - Other - owner - Start Date 11/2001 - Mark Hammill Graphic Design - Owner. 4. 10/07/2019 - Trilogy Capital, Inc. - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:01/03/2019 - 160 hrs/mo - 120 hrs during trading - IAR - I provide investment advisory services through Trilogy Capital, Inc, an independent investment advisor firm. I started this business activity in 01/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 04/14/2020 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/15/2012 - 12 Hours per Month/ During Trading 6. 10/07/2024 - Real Estate Rental - Investment Related - Los Angeles, CA - Start Date 06/24/2024 - 10 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen Hammill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2018 - Present
TRILOGY CAPITAL, INC.
Office #1: 19191 S. Vermont Ave Suite 650, Torrance, CA 90502RIA
CRD#: 281597
TORRANCE, CA
Current
November 29, 2017 - Present
LPL FINANCIAL LLC
Office #1: 19191 S Vermont Ave Ste 650, Torrance, CA 90502RIA
BD
CRD#: 6413
Torrance, CA
Past
March 21, 2012 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
TORRANCE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
RIA
Registered Investment Advisory firm - (11/16/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/29/2017)
IAR
California(12/19/2018)
IAR
Texas(11/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
RIA
Registered Investment Advisory firm - (11/16/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2601 Main Street Suite 100, Irvine, CA 92614
Mailing Address
Phone number
(714) 843-9977
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,537 |
| AUM (Assets Under Management) | $ 2,633,357,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
