Rex Behrashi
ON INVESTMENT MANAGEMENT CO
Irvine, CA 92604
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CRD#: 6036067
Professional summary
Rex Behrashi, CFP®, who also goes by Reza Behrashi, Alan Rex Berhashi, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Irvine, California and THE O.N. EQUITY SALES COMPANY located in Irvine, California.
Rex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Rex has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Reza Behrashi | Alan Rex Berhashi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance sales; investment related; 4000 Barranca Parkway 250, Irvine Ca 92604; Insurance products; Financial Advisor; 02/01/2017-present; Life, Insurance, Annuities 2) BLU Financial planning; investment related; 4000 Barranca Parkway 250 Irvine CA 92604; Financial planning and investment advising; owner; 40 hours/month ( 40 during security hours); financial planning, investment advising and retirement planning
CRS (Client Relationship Summary) - RIA
Click below to view Rex Behrashi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
August 23, 2017 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 4000 Barranca Parkway Suite 250, Irvine, CA 92604RIA
CRD#: 105662
Irvine, CA
Current
August 24, 2017 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 4000 Barranca Parkway Suite 250, Irvine, CA 92604BD
CRD#: 2936
Irvine, CA
Past
February 27, 2015 - January 30, 2017
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
IRVINE, CA
Past
December 2, 2014 - January 30, 2017
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
IRVINE, CA
Past
March 19, 2012 - November 19, 2014
NYLIFE SECURITIES LLC
BD
CRD#: 5167
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(8/23/2017)
RR
California(8/24/2017)
RR
Florida(1/4/2022)
IAR
Florida(1/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
