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Christopher Ray Dionisopoulos

FORESIDE FUND SERVICES
Atlanta, GA
·CRD# 6035840·13 years experience

Professional Summary

Christopher Ray Dionisopoulos, who also goes by Christopher R Dionisopoulos, Christopher Raymond Dionisopoulos, is a registered financial advisor currently at FORESIDE FUND SERVICES, LLC located in Atlanta, Georgia. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2013. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher R Dionisopoulos, Christopher Raymond Dionisopoulos

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
980 Hammond Drive Ste 200, Atlanta, GA 30328
May 2, 2023 - Present
ARISTOTLE CAPITAL MANAGEMENT, LLC·CRD# 109876
RIA
New York, NY
March 12, 2021 - April 27, 2023
IMST DISTRIBUTORS, LLC·CRD# 130745
BD
Portland, ME
March 11, 2021 - March 18, 2022
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Weehawken, NJ
February 14, 2014 - February 2, 2021
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
November 19, 2013 - February 2, 2021

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Current Firm

FF
FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Aristotle Capital Management; Smithfield, RI; Investment Related; Started 01/25/2021; Vice President Advisory National Accounts; Vice President; I am actively employed by Aristotle Capital Management to market investment products to prospects and clients; 240 Hours per month with 0 hours during securities trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/11/2025)
RR
Alaska
(2/11/2025)
RR
Arizona
(2/11/2025)
RR
Arkansas
(2/11/2025)
RR
California
(2/11/2025)
RR
Colorado
(2/11/2025)
RR
Florida
(2/11/2025)
RR
Georgia
(2/11/2025)
RR
Idaho
(2/11/2025)
RR
Iowa
(2/11/2025)
RR
Kansas
(2/11/2025)
RR
Louisiana
(2/11/2025)
RR
Mississippi
(2/11/2025)
RR
Missouri
(2/11/2025)
RR
Montana
(2/14/2025)
RR
Nebraska
(2/11/2025)
RR
Nevada
(2/11/2025)
RR
New Mexico
(2/11/2025)
RR
North Dakota
(2/11/2025)
RR
Oklahoma
(2/11/2025)
RR
Oregon
(2/11/2025)
RR
South Dakota
(2/11/2025)
RR
Texas
(2/11/2025)
RR
Utah
(2/11/2025)
RR
Washington
(2/11/2025)
RR
Wyoming
(2/11/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2014About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2013About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Ray Dionisopoulos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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