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MC

Michael A. Collins

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CRD#: 6035783
MC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Anthony Collins was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2012. Michael had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 3, 2013 - March 29, 2017

GCFA SECURITIES, LLC

BD
CRD#: 155191
NEW YORK, NY
Past

April 21, 2012 - September 27, 2012

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/16/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/29/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/20/2012
General Securities Representative Examination

Current Firm

GS
GCFA SECURITIES, LLC
GCFA SECURITIES | PROFECTUS INVESTMENTS, LLC | GCFA SECURITIES, LLC

CRD#: 155191 / SEC#: , 8-68703

BD
Terminated by SEC on 05/28/2017
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 05/28/2010
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GREYLOCK CAPITAL FINANCIAL ADVISORS, LLCPARENT COMPANY OF GCFA SECURITIES, LLC
MEDIRATTA, AJATAMANAGING MEMBER & SECURITIES PRINCIPAL2282613
MAGUIRE, JOHN COLINCHIEF OPERATING OFFICER & CCO & PRINCIPAL1200181
SIPKIN, JOSEPH GARYFINOP, CFO1334813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GCFA SECURITIES, LLC

CRD#: 155191

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