SM
Susan C. Mcnamara Musil
BROOKSTONE CAPITAL MANAGEMENT LLC
Melbourne, FL
Some features on this profile are disabled
CRD#: 603569
SM
Professional summary
Susan Charlson Mcnamara Musil, who also goes by Susan Charlson, Susan Charlson Mcnamara, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Melbourne, Florida.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Susan has worked at 10 firms and has passed the Series 65, Series 63, Series 5, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Susan Charlson | Susan Charlson Mcnamara
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CURRENTLY LICENSED AS AN INSURANCE AGENT WITH ALLIANZ LIFE INSURANCE OF THE UNITED STATES. THIS PROVIDES THE ABILITY TO MEET MY CLIENTS' SAFE MONEY NEEDS. SELLING ANNUITIES AND LIFE INSURANCE FOR WHICH I HOLD A FLORIDA LICENSE NUMBER W078862.
CRS (Client Relationship Summary) - RIA
Click below to view Susan Charlson Mcnamara Musil's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 14, 2018 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
Melbourne, FL
Past
June 12, 2015 - March 29, 2019
VANN EQUITY MANAGEMENT LLC
RIA
CRD#: 174239
MELBOURNE, FL
Past
January 17, 2013 - May 15, 2015
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
MELBOURNE, FL
Past
June 12, 2008 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
MELBOURNE, FL
Past
September 17, 2007 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
MELBOURNE, FL
Past
August 26, 2005 - September 27, 2007
SMITH HAYES ADVISERS INC
RIA
CRD#: 110776
OMAHA, NE
Past
September 14, 1999 - September 27, 2007
SMITH HAYES FINANCIAL SERVICES CORPORATION
BD
CRD#: 17059
OMAHA, NE
Past
July 22, 1998 - September 17, 1999
GWR INVESTMENTS, INC.
BD
CRD#: 25312
OMAHA, NE
Past
April 15, 1993 - June 30, 1998
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
April 1, 1992 - March 30, 1993
WWK INVESTMENTS, INC.
BD
CRD#: 25184
NORTHVILLE, MI
Past
May 17, 1984 - May 24, 1991
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
July 21, 1978 - May 18, 1984
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/25/2019)
IAR
Nebraska(1/25/2019)
IAR
Texas(12/14/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 5
Date: 1/7/1982
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
