Kristen E. Moosmiller
NORTHAVENUE LLC
Columbus, OH 43214
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CRD#: 6034968
Professional summary
Kristen Elisabeth Moosmiller, CFP®, who also goes by Kristen E. Moosmiller, Kristen Elisabeth Moosmiller, Kristen Moosmiller, is a registered financial advisor currently at NORTHAVENUE LLC located in Columbus, Ohio.
Kristen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kristen has worked at 3 firms .
Biography
For more than a decade, Kristen Moosmiller has worked closely with hundreds of individuals and families—particularly those approaching or in retirement—providing comprehensive, tailor-made financial plans with a focus on investments and taxes.
As a CERTIFIED FINANCIAL PLANNER™ and Enrolled Agent with the IRS, she is uniquely qualified to maximize tax savings for retirees. She also works with high-income individuals and small business owners, helping them strategize their tax savings in preparation for retirement.
?Currently, Kristen is soon to begin a three-year term as a national board member of NAPFA (National Association of Personal Financial Advisors – the largest fee-only advisor organization). She is also a member of FPA of Central Ohio (Financial Planning Association), NAWBO Columbus (National Association of Women Business Owners), and ACP (Alliance of Comprehensive Planners). She twice served as president of her regional FPA chapter, is a founder of a nationally recognized Generation–Y advisor peer group, and served on the NAPFA national committee for CFP® Practice Standards that worked to shape nationwide fiduciary standards for CFP®s. In 2016, Kristen was selected from more than 800 entrants to receive the prestigious “Top 40 Advisors under 40” award from InvestmentNews.
Beyond her career, Kristen is focused on making meaningful change in her community. Amongst her recent charitable efforts, Kristen has served on a local rotary club’s foundation and club boards, and led the local Service to Youth Committee in Westerville City Schools. She was recognized in Financial Planning magazine for her volunteer efforts and coordination at New Directions Career Center as past pro bono director of FPA of Central Ohio.
Question & Answer
What are your service offerings?
Estate Planning
Employee and Employer Plan Ben...
Tax Planning
Insurance Planning
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Do you have an area of expertise or specialization?
College/Education Planning
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Tax Planning
Women's Financial Planning Iss...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Kristen E. Moosmiller | Kristen Elisabeth Moosmiller | Kristen Moosmiller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kristen Elisabeth Moosmiller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
December 3, 2018 - Present
NORTHAVENUE LLC
Office #1: 4400 N High St Suite 201, Columbus, OH 43214RIA
CRD#: 297300
Columbus, OH
Past
November 17, 2014 - January 2, 2019
PARTNERSHIP FINANCIAL, LLC
RIA
CRD#: 119681
COLUMBUS, OH
Past
April 1, 2013 - April 22, 2015
PDS PLANNING INC
RIA
CRD#: 106895
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NL
NORTHAVENUE LLC
NORTHAVENUE FINANCIAL ADVOCATES | NORTHAVENUE LLC
CRD#: 297300 / SEC#: 801-125757
RIA
Registered Investment Advisory firm - (5/27/2022 Approved)Florida
Registered Investment Advisory firm - (11/20/2019 Terminated)Louisiana
Registered Investment Advisory firm - (6/2/2022 Terminated)Missouri
Registered Investment Advisory firm - (6/1/2022 Terminated)North Carolina
Registered Investment Advisory firm - (9/21/2021 Terminated)Ohio
Registered Investment Advisory firm - (6/7/2022 Terminated)Texas
Registered Investment Advisory firm - (9/2/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(12/3/2018)
IAR
Texas(1/5/2024)
Exams
Current Firm
NL
NORTHAVENUE LLC
NORTHAVENUE FINANCIAL ADVOCATES | NORTHAVENUE LLC
CRD#: 297300 / SEC#: 801-125757
RIA
Registered Investment Advisory firm - (5/27/2022 Approved)Florida
Registered Investment Advisory firm - (11/20/2019 Terminated)Louisiana
Registered Investment Advisory firm - (6/2/2022 Terminated)Missouri
Registered Investment Advisory firm - (6/1/2022 Terminated)North Carolina
Registered Investment Advisory firm - (9/21/2021 Terminated)Ohio
Registered Investment Advisory firm - (6/7/2022 Terminated)Texas
Registered Investment Advisory firm - (9/2/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4400 N High St Suite 201, Columbus, OH 43214
Mailing Address
Phone number
(614) 210-3948
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 585 |
| AUM (Assets Under Management) | $ 165,469,258 |
Red Flags
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