AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RM

Ralph A. Milne

REGIONAL INVESTMENT SERVICES
Orlando, FL 32801
Some features on this profile are disabled
CRD#: 6034910
RM
Ralph A MilneREGIONAL INVESTMENT SERVICES

Professional summary

Ralph A Milne, who also goes by Ralph Anthony Milne, is a registered financial professional currently at REGIONAL INVESTMENT SERVICES, INC. located in Orlando, Florida.

Ralph is registered as a RR (Registered Representative) and started their career in finance in 2012. Ralph has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 27, Series 24, Series 10 and Series 9 exams.

Aliases

Ralph Anthony Milne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ralph A Milne's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2025 - Present

REGIONAL INVESTMENT SERVICES, INC.

Office #1: 333 S Garland Ave. Suite 1500, Orlando, FL 32801
BD
CRD#: 46929
Orlando, FL
Past

June 23, 2023 - May 15, 2025

PERSHING LLC

BD
CRD#: 7560
LAKE MARY, FL
Past

June 23, 2023 - May 15, 2025

PERSHING ADVISOR SOLUTIONS LLC

BD
CRD#: 36671
LAKE MARY, FL
Past

May 4, 2022 - October 17, 2022

PERSHING LLC

BD
CRD#: 7560
LAKE MARY, FL
Past

September 14, 2021 - October 17, 2022

PERSHING ADVISOR SOLUTIONS LLC

BD
CRD#: 36671
LAKE MARY, FL
Past

March 17, 2017 - September 22, 2021

PERSHING LLC

BD
CRD#: 7560
LAKE MARY, FL
Past

November 29, 2012 - January 20, 2016

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
ORLANDO, FL
Past

September 20, 2012 - January 20, 2016

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/19/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/26/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/29/2018
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/14/2017
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/4/2013
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/11/2013
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

RI
REGIONAL INVESTMENT SERVICES, INC.
REGIONAL INVESTMENT SERVICES, INC.

CRD#: 46929 / SEC#: , 8-51588

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Loading...

Contact information

Main Address
2101 Park Center Drive Suite 290, Orlando, FL 32835
Mailing Address
2101 Park Center Drive Suite 290, Orlando, FL 32835
Phone number
(407) 630-8725
Established
Ohio since 01/19/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LONGEVITY MARKET ADVISORS, LLCOWNER
MCCAULEY, WILLIAM HUGH JRCFO5267440
MCCAULEY, WILLIAM HUGH JRPRESIDENT5267440
MILNE, RALPH AAMLCO6034910
RAND, PAIGE WOODSUMCHIEF COMPLIANCE OFFICER4520907

Disclosures

Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REGIONAL INVESTMENT SERVICES, INC.

CRD#: 46929Orlando, FL 32801

TRUST BUT VERIFY

Monitor Ralph Milne

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

TS
Tyler SchoettleAdvisorCheck Check Mark
SEVEN POINTS CAPITAL, LLC
PR
NEW YORK, NY
KY
Kenneth YoungAdvisorCheck Check Mark
TRANSAMERICA FINANCIAL ADVISORS, LLC
IAR
RR
LAS VEGAS, NV
CA
Cody AndersonAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
UPPER ARLINGTON, OH
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.