George G. Kugman
Professional summary
George George Kugman, who also goes by George George Kugman, Yaniv George Kugman, Yaniv Kugman, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Livermore, California and FIDELITY BROKERAGE SERVICES LLC located in Dublin, California.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. George has worked at 8 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view George George Kugman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4500 A Tassajara Road, Dublin, CA 94568-4608March 13, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4500-a Tassajara Road, Dublin, CA 94568March 15, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 26, 2022 - October 5, 2022
CHARLES SCHWAB & CO., INC.
January 26, 2022 - October 5, 2022
CHARLES SCHWAB & CO., INC.
January 15, 2020 - October 5, 2022
TD AMERITRADE, INC.
January 15, 2020 - October 5, 2022
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 15, 2020 - October 5, 2022
TD AMERITRADE, INC.
December 6, 2017 - December 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2017 - December 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 2013 - May 16, 2017
WELLS FARGO CLEARING SERVICES, LLC
April 9, 2012 - January 11, 2013
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2024)
(3/13/2023)
(3/31/2025)
(1/4/2024)
(1/6/2024)
(1/6/2024)
(11/10/2023)
(3/31/2025)
(1/6/2024)
Exams
Series 6TO
Date: 3/13/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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