AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
DC

Daniel Nmn Chavez

QUINBROOK CAPITAL PARTNERS
Houston, TX
·CRD# 6031207·5 years experience

Professional Summary

Daniel Nmn Chavez, who also goes by Daniel Chavez, Daniel Chavez Fregoso, Daniel Nmn Chavez, is a registered financial advisor currently at QUINBROOK CAPITAL PARTNERS LLC located in Houston, Texas. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2022. Daniel has worked at 1 firm and has passed the Series 7TO, SIE, Series 79TO and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Chavez, Daniel Chavez Fregoso, Daniel Nmn Chavez

Blog Corner

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
View profile
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Years of Experience

5 years in the financial services industry

Current & Past Employments

QUINBROOK CAPITAL PARTNERS LLC·CRD# 313779
BD
1. 609 Main Street Suite 1950, Houston, TX 770022. 75 Rockefeller Plaza Suite 18a, New York, NY 100193. 75 Rockefeller Plaza Suite 24a, New York, NY 10019
March 25, 2022 - Present

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Current Firm

QC
QUINBROOK CAPITAL PARTNERS LLC

QUINBROOK CAPITAL PARTNERS LLC

CRD#: 313779 / SEC#: 8-70725
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

75 Rockefeller Plaza Suite 18a, New York, NY 10019

Mailing Address

75 Rockefeller Plaza Suite 18a, New York, NY 10019

Phone Number

+1 (646) 410-2850

Established

Delaware since 02/25/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (48 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
QUINBROOK INFRASTRUCTURE PARTNERS (JERSEY) LIMITEDSOLE MEMBER—
CHAVEZ, DANIEL NMNCEO6031207
CHAVEZ, DANIEL NMNGENERAL COUNSEL6031207
SAKOL, DANIEL SCOTTCHIEF COMPLIANCE OFFICER AND FINOP2813237

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Dec 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2021About the SIE exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Oct 2021About the Series 79TO exam

Series 24 — General Securities Principal Examination

Passed Nov 2021About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Daniel Nmn Chavez's CRS (Customer Relationship Summary).

Similar Advisors

Troy Lynn Wootton Jr
Troy Lynn Wootton Jr

OSAIC WEALTH, INC.

Sugar Land, TX · CRD#
Darren Dindinger
Darren Dindinger

ALLWORTH FINANCIAL, L.P.

Orting, WA · CRD#
Robert M. Wyrick, Jr.
Robert M. Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD#
JM
James Louis Marshall JR

MARSHALL WEALTH MANAGEMENT, LLC

SUGAR LAND, TX · CRD#
DC
Follow Daniel
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required