Herbert A. Diamant
Professional summary
Herbert Arthur Diamant is a registered financial advisor currently at DIAMANT ASSET MANAGEMENT, INC. located in Greenwich, Connecticut.
Herbert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Herbert has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 27 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Herbert Arthur Diamant's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 1987 - Present
DIAMANT ASSET MANAGEMENT, INC.
Office #1: 170 Mason St., Greenwich, CT 06830July 27, 1977 - December 31, 2017
DIAMANT INVESTMENT CORPORATION
Primary Firm SEC Registration
DIAMANT ASSET MANAGEMENT, INC.
CRD#: 107788 / SEC#: 801-28801
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/19/1987)
(1/11/2010)
(6/24/2021)
(3/30/2021)
(1/13/2023)
(3/2/2021)
Exams
Series 55
Date: 2/18/2000
Limited Representative-Equity Trader ExamSeries 40
Date: 7/21/1977
Registered Principal ExaminationCurrent Firm
DIAMANT ASSET MANAGEMENT, INC.
CRD#: 107788 / SEC#: 801-28801
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 63 |
| AUM (Assets Under Management) | $ 234,001,037 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 01/02/2024 | ||
| 12/13/2022 |
Red Flags
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