TH
Thomas G. Harper
GRADIENT ADVISORS
Tampa, FL 33602
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CRD#: 6030697
TH
Professional summary
Thomas Gregory Harper is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Tampa, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Thomas has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA HERITAGE FINANCIAL WEALTH MANAGEMENT, LLC; MANAGING MEMBER; RETIREMENT PLANNING AND ADVISORY SERVICES; 1120 E. Kennedy Blvd Unit 1111, Tampa FL, 33767; 08/2012
2)SENIOR INSURANCE & RETIREMENT BENEFITS GROUP, LLC DBA HERITAGE FINANCIAL RETIREMENT AND INSURANCE SERVICES; MANAGING MEMBER/INSURANCE AGENT;TAMPA, FL; 08/2012
3)FIDELITY ATLANTIC; INSURANCE AGENT; TAMPA, FL; 01/2012
4)BLACK CARD CONSULTING; NON INVESTMENT RELATED;161 BRIGHTWATER DRIVE UNIT 5, CLEARWATER, FL; CONSULTING & DATA MGMT; OWNER; START DATE: 01/2019; 40 HRS/MO
5) Senior Benefits Foundation; Non Investment Related; PO Box 140290, Nashville, TX 37214; Social Security & Medicare Workshops; Volunteer; Start date 2016; 50 hrs/mo; No compensation
6) THOMAS HARPER; NON INVESTMENT RELATED; 161 BRIGHTWATER DR, UNIT 5, CLEARWATER BEACH, FL 33767; PREPARING FEDERAL TAX RETURNS; OWNER; START DATE 03/2019
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Gregory Harper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2018 - Present
GRADIENT ADVISORS, LLC
Office #1: 1120 E. Kennedy Blvd Unit 1111, Tampa, FL 33602RIA
CRD#: 152665
Tampa, FL
Past
April 26, 2013 - March 28, 2018
HERITAGE FINANCIAL WEALTH MANAGEMENT, LLC
RIA
CRD#: 166872
TAMPA, FL
Past
April 3, 2012 - July 30, 2012
ATLANTIC INVESTMENTS A REGISTERED INVESTMENT ADVISOR, INC
RIA
CRD#: 154001
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GRADIENT ADVISORS, LLC
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
RIA
Registered Investment Advisory firm - (2/10/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/19/2018)
Current Firm
GA
GRADIENT ADVISORS, LLC
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
RIA
Registered Investment Advisory firm - (2/10/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126
Mailing Address
Phone number
(877) 885-0508
Established
Firm type
Fiscal year end
# of Employees
169
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,222 |
| AUM (Assets Under Management) | $ 218,611,410 |
Red Flags
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