Rebecca E. Darcy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Elizabeth Darcy, who also goes by Rebecca Elizabeth Baker, Rebecca Darcy, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 2012. Rebecca had worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2024 - September 4, 2025
SIGULER GUFF GLOBAL MARKETS, LLC
December 21, 2023 - March 28, 2024
TPG CAPITAL BD, LLC
April 30, 2012 - March 6, 2013
QUASAR DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/21/2023
General Securities Representative ExaminationCurrent Firm
SIGULER GUFF GLOBAL MARKETS, LLC
CRD#: 159534 / SEC#: , 8-68996
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
