Jacob J. Kunkel
Professional summary
Jacob Joseph Kunkel, who also goes by Jacob Kunkel, is a registered financial professional currently at LUMENT SECURITIES, LLC located in Columbus, Ohio.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 2012. Jacob has worked at 5 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacob Joseph Kunkel's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2022 - Present
LUMENT SECURITIES, LLC
Office #1: 10 West Broad Street 8th Floor, Columbus, OH 43215June 30, 2015 - January 26, 2016
ON INVESTMENT MANAGEMENT CO
June 30, 2015 - January 26, 2016
THE O.N. EQUITY SALES COMPANY
April 30, 2014 - March 17, 2015
U.S. BANCORP INVESTMENTS, INC.
November 18, 2013 - March 17, 2015
U.S. BANCORP INVESTMENTS, INC.
November 27, 2012 - April 15, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/19/2022
Operations Professional ExaminationFINRA
Current Firm
LUMENT SECURITIES, LLC
CRD#: 14840 / SEC#: , 8-31175
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | SHAREHOLDER | |
| CROFT, JAMES FRANCIS | CHAIRMAN, BOARD OF MANAGERS | 2148025 |
| KIRKWOOD, ROBERT THOMAS | CHIEF EXECUTIVE OFFICER, BOARD OF MANAGERS | 6025468 |
| MAINELLI, KEVIN JOSEPH | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | 1751991 |
| SMITH, MARY AGNES | CHIEF FINANCIAL OFFICER AND FINOP | 2498307 |
Red Flags
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