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DE

Daniela Estima

ITAU BBA USA SECURITIES
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 6030155
DE
Daniela EstimaITAU BBA USA SECURITIES

Professional summary

Daniela Estima, who also goes by Daniela Freitas Da Silva, Daniela Freitas Dasilva, Daniela Freitas Da Silva, is a registered financial professional currently at ITAU BBA USA SECURITIES, INC. located in New York, New York.

Daniela is registered as a RR (Registered Representative) and started their career in finance in 2012. Daniela has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Daniela Freitas Da Silva | Daniela Freitas Dasilva | Daniela Freitas Da Silva

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniela Estima's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 30, 2026 - Present

ITAU BBA USA SECURITIES, INC.

Office #1: 599 Lexington Avenue 34th Floor, New York, NY, 10022
RIA
BD
CRD#: 118817
NEW YORK, NY
Past

March 16, 2018 - May 1, 2026

ITAU INTERNATIONAL SECURITIES INC.

RIA
CRD#: 144769
MIAMI, FL
Past

June 8, 2016 - May 1, 2026

ITAU INTERNATIONAL SECURITIES INC.

BD
CRD#: 144769
MIAMI, FL
Past

July 2, 2014 - June 8, 2016

EFG CAPITAL ADVISORS INC.

RIA
CRD#: 112224
MIAMI, FL
Past

June 20, 2014 - June 8, 2016

EFG CAPITAL INTERNATIONAL

BD
CRD#: 40118
MIAMI, FL
Past

October 8, 2012 - June 3, 2013

BRICKELL GLOBAL ADVISORY, INC.

RIA
CRD#: 156643
MIAMI, FL
Past

July 2, 2012 - June 3, 2013

BRICKELL GLOBAL MARKETS, INC.

BD
CRD#: 104316
MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IB
ITAU BBA USA SECURITIES, INC.
ITAU BBA USA SECURITIES, INC. | ITAU USA SECURITIES INC. | ITAU SECURITIES INC.

CRD#: 118817 / SEC#: 801-128491, 8-53702

RIA
Registered Investment Advisory firm - SEC (9/11/2023 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/30/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/11/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/30/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IB
ITAU BBA USA SECURITIES, INC.
ITAU BBA USA SECURITIES, INC. | ITAU USA SECURITIES INC. | ITAU SECURITIES INC.

CRD#: 118817 / SEC#: 801-128491, 8-53702

RIA
Registered Investment Advisory firm - SEC (9/11/2023 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
599 Lexington Avenue 34th Floor 34th Floor, New York, NY, 10022
Mailing Address
599 Lexington Avenue 34th Floor, New York, NY, 10022
Phone number
(212) 845-0600
Established
Delaware since 11/06/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
37

FINRA licenses (1 States and Territories)

Documents

Part 2 Brochures

ITAU BBA ADV PART 2A MARCH 2025 (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
ITB HOLDING BRASIL PARTICIPAÇÕES LTDDIRECT OWNER
DUKES, MATTHEW GARDNEREXECUTIVE REPRESENTATIVE4830845
GLYNN, MICHAEL GERARDFINOP3219445
GOODALL, KENNETH RAYCHIEF COMPLIANCE OFFICER2682569
LINNET, LEONARD BRUNODIRECTOR4400967
MCCLANAN, JULIA CHENDIRECTOR4591590
WILBERG, FELIPE WEILDIRECTOR2568663

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ITAU BBA USA SECURITIES, INC.

CRD#: 118817New York, NY 10022

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