Joseph F. Daly
Professional summary
Joseph Francis Daly, who also goes by Pete Daly, is a registered financial advisor currently at STUYVESANT CAPITAL MANAGEMENT CORPORATION located in Matthews, North Carolina.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Joseph has worked at 7 firms and has passed the Series 65, Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Francis Daly's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2009 - Present
STUYVESANT CAPITAL MANAGEMENT CORPORATION
March 19, 2004 - January 28, 2009
J.J.B. HILLIARD, W.L. LYONS, LLC
February 3, 2000 - January 28, 2009
J.J.B. HILLIARD, W.L. LYONS, LLC
January 1, 1998 - December 13, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 7, 1993 - January 1, 1998
NATIONSSECURITIES
May 1, 1992 - June 7, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 26, 1979 - April 27, 1992
WACHOVIA SECURITIES, INC.
August 3, 1977 - December 13, 1979
E. F. HUTTON & COMPANY INC
August 16, 1971 - September 17, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
Primary Firm SEC Registration
STUYVESANT CAPITAL MANAGEMENT CORPORATION
CRD#: 111998 / SEC#: 801-14169
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/10/2009)
Exams
PC
Date: 12/1/1979
AMEX Put and Call ExamSeries 1
Date: 8/12/1971
Registered Representative ExaminationCurrent Firm
STUYVESANT CAPITAL MANAGEMENT CORPORATION
CRD#: 111998 / SEC#: 801-14169
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 35,778,470 |
Red Flags
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