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LG

Lev Gelfand

PROBITAS FUNDS GROUP
New York, NY 10165
Some features on this profile are disabled
CRD#: 6029421
LG

Professional summary

Lev Gelfand is a registered financial professional currently at PROBITAS FUNDS GROUP, LLC located in New York, New York.

Lev is registered as a RR (Registered Representative) and started their career in finance in 2016. Lev has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lev Gelfand's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 4, 2024 - Present

PROBITAS FUNDS GROUP, LLC

Office #1: 60 E 42nd Street (one Grand Central Place) Suite 856, New York, NY 10165
BD
CRD#: 115876
New York, NY
Past

January 25, 2016 - March 13, 2020

ATLANTIC - PACIFIC CAPITAL, INC.

BD
CRD#: 38356
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(12/4/2024)
RR
Michigan
(12/9/2024)
RR
New York
(12/5/2024)
RR
Ohio
(12/4/2024)
RR
Pennsylvania
(12/4/2024)
RR
Texas
(12/5/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/15/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/3/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/25/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PF
PROBITAS FUNDS GROUP, LLC
PROBITAS FUNDS GROUP, LLC

CRD#: 115876 / SEC#: , 8-53512

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
425 California Street Suite 550, San Francisco, CA 94104
Mailing Address
425 California Street Suite 550, San Francisco, CA 94104
Phone number
(415) 402-0700
Established
Delaware since 07/25/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PROBITAS PARTNERS, L.P.OWNER
HAUSLER, GREG WILLIAMCHIEF COMPLIANCE OFFICER
O'SULLIVAN, SINEAD MAIRECFO, FINOP, PFO, POO5823131
TSAO, RAYMOND W.EXECUTIVE REPRESENTATIVE4688979

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROBITAS FUNDS GROUP, LLC

CRD#: 115876New York, NY 10165

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