Lev Gelfand
Professional Summary
Lev Gelfand is a registered financial advisor currently at PROBITAS FUNDS GROUP, LLC located in New York, New York. Lev is registered as a RR (Registered Representative) and started their career in finance in 2016. Lev has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PROBITAS FUNDS GROUP, LLC
Contact Information
Main Address
425 California Street Suite 550, San Francisco, CA 94104Mailing Address
425 California Street Suite 550, San Francisco, CA 94104Phone Number
(415) 402-0700Established
Delaware since 07/25/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (24 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/4/2024)
(12/9/2024)
(12/5/2024)
(12/4/2024)
(12/4/2024)
(12/5/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lev Gelfand's CRS (Customer Relationship Summary).
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