RY
Robert A. Yarbrough
CETERA INVESTMENT ADVISERS LLC
LAKE CHARLES, LA 70605
Some features on this profile are disabled
CRD#: 6029010
RY
Professional summary
Robert Andrew Yarbrough Jr, who also goes by Andy Yarbrough, Robert Andrew Yarbrough Jr, Robert Andrew Yarbrough, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lake Charles, Louisiana and CETERA ADVISORS LLC located in Lake Charles, Louisiana.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Robert has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andy Yarbrough | Robert Andrew Yarbrough Jr | Robert Andrew Yarbrough
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: YARBROUGH CAPITAL ADVISORS, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 80; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) BHY PROPERTIES, LLC, NOT INVESTMENT RELATED, 101 NTH 7TH ST., WEST MONROE, LA, 71291, REAL ESTATE, STARTED 11/2020, POSITION/TITLE/RELATIONSHIP: PARTNER, APX ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES PARTIAL MANAGEMENT OF RENTAL PROPERTIES; 3) YARBROUGH GROUP, LLC, NOT INVESTMENT RELATED, 101 NTH 7TH ST., WEST MONROE, LA, 71291, REAL ESTATE, STARTED 11/2020, POSITION/TITLE/RELATIONSHIP: PARTNER, APX ONE HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR RENTALS; 4) YARBROUGH GROUP, LLC, NOT INVESTMENT RELATED, 101 NTH 7TH ST., WEST MONROE, LA, 71291, BUSINESS CONSULTING AND PUBLIC SPEAKING, STARTED 10/2020, POSITION/TITLE/RELATIONSHIP: CO-OWNER, APX ONE HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CONSULTING AND SPEAKING; 5) NAME OF OTHER BUSINESS: MY NELA PROPERTIES, LLC; INVESTMENT RELATED: NO ADDRESS: 310 WOOD ST STE B WEST MONROE, LA 71291; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 12/2021; POSITION/TITLE/RELATIONSHIP:CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OWNER OF 12 UNIT PROPERTY; 6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 01/2023, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE 7) NAME OF OTHER BUSINESS: HABITAT FOR HUMANITY; INVESTMENT RELATED: NO; ADDRESS: 2816 DEBORAH DRIVE MONROE, LA 71201; NATURE OF BUSINESS: NON PROFIT; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: TO GIVE ADVICE AND VOTE ON ORGANIZATIONS ACTIVITIES; 8) NAME OF OTHER BUSINESS: LOTUS CLUB, INVESTMENT RELATED: NO, ADDRESS: 130 DESIARD ST, MONROE, LA 71201, NATURE OF BUSINESS: PRIVATE NON-PROFIT, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: VOTE ON CLUB BUSINESS, VOLUNTEER AT CLUB EVENTS;;
CRS (Client Relationship Summary) - RIA
Click below to view Robert Andrew Yarbrough Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4865 Ihles Rd Suite 1, Lake Charles, LA 70605Office #2: 2485 Tower Drive Unit 8, Monroe, LA 71201RIA
CRD#: 105644
LAKE CHARLES, LA
Current
June 25, 2021 - Present
CETERA ADVISORS LLC
Office #1: 4865 Ihles Rd Suite 1, Lake Charles, LA 70605Office #2: 2485 Tower Drive Unit 8, Monroe, LA 71201BD
CRD#: 10299
LAKE CHARLES, LA
Past
June 25, 2021 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
West Monroe, LA
Past
December 19, 2017 - June 28, 2021
EDWARD JONES
RIA
CRD#: 250
LAKE CHARLES, LA
Past
November 20, 2017 - June 28, 2021
EDWARD JONES
BD
CRD#: 250
LAKE CHARLES, LA
Past
June 7, 2013 - August 11, 2014
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
MONROE, LA
Past
June 7, 2013 - August 11, 2014
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
MONROE, LA
Past
July 11, 2012 - January 11, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
MONROE, LA
Past
May 16, 2012 - January 11, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MONROE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/25/2021)
RR
Arizona(5/27/2025)
RR
Arkansas(1/3/2023)
RR
California(2/26/2025)
RR
Florida(6/25/2021)
RR
Kansas(10/28/2024)
RR
Louisiana(6/25/2021)
IAR
Louisiana(3/21/2024)
RR
Mississippi(10/24/2023)
RR
Missouri(1/7/2025)
RR
New Mexico(9/6/2023)
RR
North Carolina(7/7/2025)
RR
Oklahoma(1/2/2024)
RR
Tennessee(12/2/2024)
RR
Texas(6/25/2021)
IAR
Texas(3/21/2024)
RR
Washington(11/2/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Lake Charles, LA 70605TRUST BUT VERIFY
Monitor Robert Yarbrough
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
