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Daniel Brien House

SALIENT CAPITAL L.P.
HOUSTON, TX
·CRD# 6027910·13 years experience

Professional Summary

Daniel Brien House is a registered financial advisor currently at SALIENT CAPITAL L.P. located in Houston, Texas. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2013. Daniel has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

SALIENT CAPITAL L.P.·CRD# 147912
BD
10000 Memorial Drive Suite 650, Houston, TX 77024
January 2, 2024 - Present
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Dallas, TX
June 10, 2014 - December 31, 2023
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
Gaithersburg, MD
March 12, 2013 - March 20, 2014

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Current Firm

SC
SALIENT CAPITAL L.P.

SALIENT CAPITAL L.P.

CRD#: 147912 / SEC#: 8-67938
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Mailing Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Phone Number

(346) 348-0922

Established

Texas since 04/03/2002

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WESTWOOD HOLDINGS GROUP, INC.LIMITED PARTNERS—
LANG, LAURACHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / FINOP2249418
LINTON, DAVID ONTHANKPRESIDENT1730351
SCHLAG, JAMIE LEECHIEF COMPLIANCE OFFICER6114352
WHG GP HOLDCO, LLCGENERAL PARTNER—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/2/2024)
RR
Arizona
(1/2/2024)
RR
Arkansas
(1/2/2024)
RR
Florida
(1/2/2024)
RR
Georgia
(1/2/2024)
RR
Kentucky
(1/2/2024)
RR
Louisiana
(1/2/2024)
RR
Mississippi
(1/2/2024)
RR
New Mexico
(1/2/2024)
RR
North Carolina
(1/2/2024)
RR
Oklahoma
(1/2/2024)
RR
South Carolina
(1/2/2024)
RR
Tennessee
(1/2/2024)
RR
Texas
(1/2/2024)
RR
Virginia
(1/2/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2023About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2013About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Brien House's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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