MS
Marc R. Stasik
CETERA INVESTMENT ADVISERS LLC
CARO, MI 48723
Some features on this profile are disabled
CRD#: 6027602
MS
Professional summary
Marc R. Stasik, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Caro, Michigan and CETERA ADVISORS LLC located in Flint, Michigan.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Marc has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: RUMMEL BENEFITS GROUP CO.; INVESTMENT RELATED: YES; ADDRESS: 522 SOUTH MAIN STREET, FRANKENMUTH, MI 48734; NATURE OF BUSINESS: INSURANCE SALES; START DATE: 09/2021; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE SALES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2018; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE AND MEDICARE; 3. NAME OF OTHER BUSINESS: FRS FINANCIAL GROUP, INC. DBA RUMMEL WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: 127 FRANCONIAN DR S, FRANKENMUTH, MI 48734; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT/SECRETARY; APX NUMBER OF HOURS PER WEEK: 32.5; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: GRASEL GRAPHICS INC, INVESTMENT RELATED: NO, ADDRESS: 9710 JUNCTION ROAD, FRANKENMUTH, MI 48734, NATURE OF BUSINESS: CUSTOM T-SHIRTS AND APPAREL, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: CO-OWNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: CUSTOM T-SHIRTS, JERSEYS, HATS, AND APPAREL; 5. NAME OF OTHER BUSINESS: ST. LUKE'S LUTHERAN CHURCH; INVESTMENT RELATED: NO; ADDRESS: 2021 W STATE RD 426 OVIEDO, FL 32765; NATURE OF BUSINESS: NON PROFIT; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: UPHOLDING THE MISSION AND VALUES OF ST. LUKE'S;
CRS (Client Relationship Summary) - RIA
Click below to view Marc R. Stasik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 2, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1100 East Caro Road, Caro, MI 48723Office #2: 522 S. Main Street, Frankenmuth, MI 48734Office #3: 2501 S Dye Road Suite D, Flint, MI 48532Office #4: 4884 Gratiot Road Suite 15, Saginaw, MI 48638RIA
CRD#: 105644
CARO, MI
Current
January 10, 2019 - Present
CETERA ADVISORS LLC
Office #1: 2501 S Dye Road Suite D, Flint, MI 48532Office #2: 4884 Gratiot Road Suite 15, Saginaw, MI 48638Office #3: 1100 East Caro Road, Caro, MI 48723Office #4: 522 S. Main Street, Frankenmuth, MI 48734BD
CRD#: 10299
Flint, MI
Past
January 10, 2019 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
VASSAR, MI
Past
April 10, 2013 - January 11, 2019
SPC
RIA
CRD#: 110692
Frankenmuth, MI
Past
April 3, 2013 - January 11, 2019
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
Frankenmuth, MI
Past
August 22, 2012 - April 9, 2013
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
SAGINAW, MI
Past
March 20, 2012 - April 9, 2013
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
SAGINAW, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/3/2024)
RR
California(10/3/2024)
RR
Florida(1/10/2019)
IAR
Florida(2/2/2024)
RR
Georgia(10/3/2024)
RR
Illinois(1/2/2025)
RR
Indiana(10/3/2024)
RR
Kentucky(10/3/2024)
RR
Louisiana(10/3/2024)
RR
Michigan(1/10/2019)
IAR
Michigan(3/21/2024)
RR
Minnesota(10/3/2024)
RR
North Carolina(10/7/2024)
RR
Ohio(10/3/2024)
RR
Oregon(10/3/2024)
RR
South Carolina(10/3/2024)
RR
Tennessee(10/3/2024)
RR
Texas(1/2/2025)
IAR
Texas(3/28/2025)
RR
Wisconsin(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
