Daniel M. Allgaier

EQUITY COMP FP

SALT LAKE CITY, UT

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CRD#: 6027534

Professional summary

Daniel Mckay Allgaier, CFP®, who also goes by Daniel Allgaier, is a registered financial advisor currently at EQUITY COMP FP located in Salt Lake City, Utah.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Daniel has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Allgaier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Daniel Allgaier is currently employed as the Owner/Operator of DA Epoxy Flooring, located at 6507 S. Silver Medal Dr, Taylorsville UT 84129. This position is non investment-related and involves the installation of epoxy flooring over concrete. Mr. Allgaier started this position in August 2023 and devotes about 40 hours/month, and 0 hours during trading hours to this position.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Mckay Allgaier's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

July 2, 2024 - Present

EQUITY COMP FP

RIA

CRD#: 330020

SALT LAKE CITY, UT

Past

July 2, 2024 - December 31, 2024

EQUITY COMP FP

RIA

CRD#: 330020

SALT LAKE CITY, UT

Past

October 27, 2020 - January 31, 2025

ELEVATED CAPITAL ADVISORS, LLC

RIA

CRD#: 226721

DRAPER, UT

Past

February 6, 2019 - July 25, 2019

OSAIC WEALTH, INC.

CRD#: 23131

SOUTH JORDAN, UT

Past

April 3, 2017 - February 1, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

AMERICAN FORK, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(7/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/10/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2017

General Securities Representative Examination

Current Firm

EQUITY COMP FP

DMA MANAGEMENT, LLC | EQUITY COMP FP

CRD#: 330020 / SEC#:

Utah

Registered Investment Advisory firm - (7/2/2024 Approved)

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Contact information

Main Address

Salt Lake City, UT

Mailing Address

Phone number

(801) 228-0977

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 2,382,228

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel M. Allgaier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Mckay Allgaier's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITY COMP FP

EQUITY COMP FP

ELEVATED CAPITAL ADVISORS, LLC

OSAIC WEALTH, INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/10/2017

SIE

Date: 10/1/2018

Series 7

Date: 4/3/2017

Current Firm

EQUITY COMP FP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EQUITY COMP FP

TRUST BUT VERIFY

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