MH
Michael A. Hulme
CETERA INVESTMENT ADVISERS LLC
WATERLOO, IA 50701
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CRD#: 6027371
MH
Professional summary
Michael Alan Hulme, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Waterloo, Iowa and CETERA ADVISORS LLC located in Waterloo, Iowa.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: FINANCIAL RESOURCE ADVISORS, LLC INV REL: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR SECURITIES, ADVISORY, & INSURANCE START: 1/2016 APX # OF HRS PER WEEK: 40 APX # OF TRAD HRS PER WK: 32.5 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE, MANAGING PARTNER, CFO DUTIES: SECURITIES, ADVISORY, & INSURANCE 2) NAME OF OTHER BUSINESS: HULME FINANCIAL, INC. INV REL: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: S CORP HOLDING COMPANY FOR FINANCIAL RESOURCE ADVISORS, LLC START: 11/2015 APX # OF HRS PER WK: 40 APX # OF TRAD HRS PER WK: 32.5 POSITION/TITLE/RELATIONSHIP: OWNER (3) G.E.M FARMS LLC, NOT INV REL, 13959 U AVENUE, DIKE, IA 50624, FARMING OPERATIONS, START 2001, LESS THAN 1 HOUR PER WEEK - NOT DURING TRADING HOURS, PARTNER/CO-OWNER. 4) NAME OF OTHER BUSINESS: INTEGRATED ACCOUNTING SOLUTIONS, LLC INV REL: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREP AND ACCOUNTING SERVICES START: 1/2018 TITLE: MANAGER APX # OF HRS PER WK: 2 APX # OF HRS DUR TRAD HRS: 2 DUTIES: STRATEGIC LEADERSHIP, FINANCIAL OVERSIGHT, & BUSINESS MANAGEMENT; 5) NAME OF OTHER BUSINESS: COMMUNITY FOUNDATION OF NORTHEAST IOWA ; INV REL: NO ; ADDRESS: 3117 GREENHILL CIRCLE, CEDAR FALLS IA 50613 ; NATURE OF BUSINESS: NON-PROFIT ; START: 04/2020 ; TITLE: INVESTMENT COMMITTEE ; APX # OF HRS PER W: 2-5 PER QUARTER ; APX # OF HRS DUR TRAD HRS: 2-5 PER QUARTER ; DUTIES: REVIEW GUIDELINES AND POLICIES. PARTNER WITH IND. FIRM WHO OVERSEES INVST PERFORMANCE AND MAKE RECOMMENDATIONS ; 6) NAME OF OTHER BUSINESS: FRA TOWER PARK, LLC, INV REL: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REAL ESTATE, START : 12/2021, TITLE: PART OWNER, DUTIES: OFFICE BUILDING OWNERSHIP; 7) NAME OF OTHER BUSINESS: COMMUNITY FOUNDATION OF NORTHEAST IOWA, INV REL: NO, ADDRESS: 3117 GREENHILL CIRCLE, CEDAR FALLS, IA 50613, NATURE OF BUSINESS: NON-PROFIT, START DATE:01/2025, POSITION/TITLE/RELATIONSHIP: VICE CHAIR, LESS THAN 1 HR PER WK, NOT DUR TRAD HRS, DUTIES: EXECUTIVE COMMITTEE MEMBER OF THE CFNEIA BOARD; 8) NAME OF OTHER BUSINESS: CEDAR VALLEY CATHOLIC SCHOOLS; INV REL: NO; ADDRESS: 3231 W 9TH ST, WATERLOO, IA 50702; NATURE OF BUSINESS: BOARD; START: 1/2024; TITLE: CHAIRPERSON; APX # OF HRS/WK & DUR TRD HRS: <1; DUTIES: ON ADVANCEMENT COMMITTEE - COORDINATE WITH ADVANCEMENT DIRECTOR TO SET AGENDA FOR MEETINGS, FACILITATE THE METING, & OCCASIONALLY PRESENT INFO TO SCHOOL BOARD MEMBERS; 9) NAME OF OTHER BUSINESS: GROW CEDAR VALLEY, INV REL: NO, ADDRESS: 360 WESTFIELD AVE, STE 300, WATERLOO, IA 50701, NATURE OF BUSINESS: NON-PROFIT, START DATE: 02/2025, POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER, LESS THAN 1 HR PER WK, MAY BE DUR TRADING HRS, BRIEF DESCRIPTION OF DUTIES: INVESTMENT COMMITTEE MEMBER ; 10) NAME OF OTHER BUSINESS: IOWA HEARTLAND HABITAT FOR HUMANITY; INV REL: NO; ADDRESS: 803 W. 5TH ST. WATERLOO, IA 50702; NATURE OF BUSINESS: NON PROFIT; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX # OF HRS PER WK: 0.5; APX # OF HRS DUR TRAD HRS: 0; DUTIES: ADVOCATE TO INTRODUCE HABITAT TO 5 - 6 POTENTIAL NEW DONORS, FUND RAISING; 11) NAME OF OTHER BUSINESS: BAM LAND HOLDINGS, LLC; INV REL: NO; ADDRESS: 3013 CONCORD CIRCLE, CEDAR FALLS, IA 50613; NATURE OF BUSINESS: FARMLAND; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX # OF HRS PER WK: LESS THAN 1; APX # OF HRS DUR TRAD HRS: 0; DUTIES: MANAGE THE OPERATIONAL AFFAIRS OF THIS FARMLAND OWNERSHIP ENTITY; 12) NAME OF OTHER BUSINESS: GROW CEDAR VALLEY; INV REL : NO; ADDRESS: 360 WESTFIELD AVE., STE 300 816 TOWER PARK DRIVE WATERLOO, IA 50701; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 10/2025; POSITION: MEMBER OF GOVERNMENTAL AFFAIRS COMMITTEE; APX # OF HRS PER WK: 0.25; APX # OF HRS DUR TRAD HRS: 0; DUTIES: MEET TO PROVIDE INPUT ON PRIORITIES, ATTEND FORUMS WITH LOCAL, STATE REPRESENTATIVES, ADVOCATE FOR LOCAL ECONOMIC DEVELOPMENT;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Alan Hulme's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 816 Tower Park Dr, Waterloo, IA 50701RIA
CRD#: 105644
WATERLOO, IA
Current
January 31, 2014 - Present
CETERA ADVISORS LLC
Office #1: 816 Tower Park Dr, Waterloo, IA 50701BD
CRD#: 10299
Waterloo, IA
Past
March 10, 2014 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/28/2022)
RR
Florida(11/25/2024)
RR
Illinois(7/17/2025)
RR
Iowa(3/10/2014)
IAR
Iowa(3/21/2024)
RR
Kansas(4/19/2024)
RR
Michigan(2/24/2020)
RR
Minnesota(4/2/2019)
RR
Montana(2/20/2024)
RR
Nebraska(1/11/2022)
RR
Ohio(4/1/2019)
RR
Wisconsin(9/5/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
