Jerome Snyder
Professional summary
Jerome Snyder was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jerome is a previously registered financial professional and started their career in finance in 1976. Prior to being barred, Jerome had worked at 6 firms, which includes TRAUTMAN WASSERMAN & COMPANY INC., BARINGTON CAPITAL GROUP L.P., LEHMAN BROTHERS INC., LEHMAN BROTHERS KUHN LOEB INCORPORATED, SPAULDING SECURITIES CORPORATION, HAAS SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2004 - May 22, 2006
TRAUTMAN WASSERMAN & COMPANY, INC.
May 10, 1999 - January 27, 2003
TRAUTMAN WASSERMAN & COMPANY, INC.
January 18, 1996 - May 6, 1999
BARINGTON CAPITAL GROUP, L.P.
June 24, 1984 - January 23, 1996
LEHMAN BROTHERS INC.
March 1, 1979 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
July 11, 1977 - July 15, 1982
SPAULDING SECURITIES CORPORATION
December 1, 1976 - July 15, 1977
HAAS SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/21/2000
Limited Representative-Equity Trader ExamSeries 15
Date: 12/14/1983
Foreign Currency Options ExaminationSeries 5
Date: 11/4/1983
Interest Rate Options ExaminationPC
Date: 9/2/1977
AMEX Put and Call ExamSeries 1
Date: 12/18/1967
Registered Representative ExaminationSeries 12
Date: 8/8/1980
NYSE Branch Manager ExaminationSeries 40
Date: 7/21/1977
Registered Principal ExaminationCurrent Firm
TRAUTMAN WASSERMAN & COMPANY, INC.
CRD#: 33007 / SEC#: , 8-45755
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
