Assad H. Fehmy

TRADEWEB LLC

NEW YORK, NY 10167

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CRD#: 6025927

Professional summary

Assad Hassan Fehmy, who also goes by Assad Hassan Fehmy, is a registered financial professional currently at TRADEWEB LLC located in New York, New York and DEALERWEB LLC located in New York, New York.

Assad is registered as a RR (Registered Representative) and started their career in finance in 2012. Assad has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 32, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Assad Hassan Fehmy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Assad Hassan Fehmy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2024 - Present

TRADEWEB LLC

Office #1: 245 Park Avenue 30th Floor, New York, NY 10167

CRD#: 42759

NEW YORK, NY

Current

April 22, 2024 - Present

DEALERWEB LLC

Office #1: 245 Park Avenue, New York, NY 10167

CRD#: 19662

NEW YORK, NY

Past

June 24, 2015 - June 30, 2023

ICAP SECURITIES USA LLC

CRD#: 19739

CHICAGO, IL

Past

June 17, 2014 - January 22, 2024

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

CHICAGO, IL

Past

February 22, 2012 - March 21, 2014

NEWEDGE USA, LLC

CRD#: 36118

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(4/22/2024)

New York
(1/19/2024)

Exams

State Security Law Exam

Series 63

Date: 2/27/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/2012

General Securities Representative Examination

General Industry/Product Exam

Series 32

Date: 1/23/2012

Limited Futures Exam-Regulation

Principal/Supervisory Exam

Series 30

Date: 9/28/2015

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 8/29/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DEALERWEB LLC

DEALERWEB INC. | HILLIARD FARBER & CO., INC. | DEALERWEB LLC

CRD#: 19662 / SEC#: , 8-38103

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311

Mailing Address

185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311

Phone number

(212) 797-1980

Established

Delaware since 12/20/2024

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TRADEWEB IDB MARKETS, INC.	OWNER
BRUNER, CHRISTIAN ADAM	BOARD MEMBER	5661505
CLACK, AMY	BOARD MEMBER	4882071
COTTER, RICHARD JOSEPH JR	PRINCIPAL FINANCIAL OFFICER	1611037
GALINDO, JORGE ALBERTO JR	PRINCIPAL OPERATIONS OFFICER	2501261
HUESTIS, TIMOTHY DANIEL	EXECUTIVE REPRESENTATIVE	4931620
MCKEON, ALFRED PETER	PRESIDENT	1666355
SERRAO, ASHLEY NEIL	BOARD MEMBER	5360541
SULLIVAN, MICHAEL FRANCIS	CHIEF COMPLIANCE OFFICER	3254037
WOOD, ELISABETH KIRBY	BOARD MEMBER	4929181

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Assad H. Fehmy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Assad Hassan Fehmy's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEALERWEB LLC

ICAP SECURITIES USA LLC

TP ICAP GLOBAL MARKETS AMERICAS LLC

NEWEDGE USA, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/27/2012

SIE

Date: 10/1/2018

Series 7

Date: 2/21/2012

Series 32

Date: 1/23/2012

Series 30

Date: 9/28/2015

Series 24

Date: 8/29/2015

FINRA

Current Firm

DEALERWEB LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DEALERWEB LLC

TRUST BUT VERIFY

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