JD
James R. Dwyer
TPG CAPITAL BD
Fort Worth, TX 76102
Some features on this profile are disabled
CRD#: 6025719
JD
Professional summary
James Robert Dwyer Jr, who also goes by James Robert Dwyer Jr., James Robert Dwyer, James Robert Jr Dwyer, James Roberts Dwyer, is a registered financial professional currently at TPG CAPITAL BD, LLC located in Fort Worth, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 2012. James has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
James Robert Dwyer Jr. | James Robert Dwyer | James Robert Jr Dwyer | James Roberts Dwyer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Palmer Square Capital Management, LLC, Investment Related, Registered Investment Advisor-Credit Focused Asset Manager, Mission Woods, KS,Vice President, Business Development, Began 07/2018, 200 Hours Per Month, 180 During Trading Hours 2) IN ADDITION TO BEING AN INVESTMENT ADVISOR REPRESENTATIVE OF PALMER SQUARE CAPITAL MANAGEMENT, LLC, THIS ASSOCIATE IS A REGISTERED REPRESENTATIVE OF FORESIDE FUND SERVICES, LLC, AN UNAFFILIATED BROKER DEALER. THE ASSOCIATE IS A REGISTERED REPRESENTATIVE FOR PURPOSES OF FORESIDE FUND SERVICES, LLC. 3) Wonderscope Children's Museum, Nonprofit Children's Museum, Shawnee Mission, KS, Capital Campaign Steering Committee Member, Began 07/2018, 8 Hours per Month, 0 During Trading Hours 4) Dwyer Property; Investment Related; Kansas City, MO; Rental Property; Owner; 2/22 Start Date; 0 hours per month, 0 during trading hours.
CRS (Client Relationship Summary) - BD
Click below to view James Robert Dwyer Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2023 - Present
TPG CAPITAL BD, LLC
Office #1: 301 Commerce St Suite 3300, Fort Worth, TX 76102Office #2: 111 South Wacker Drive 36th Floor, Chicago, IL 60606BD
CRD#: 143876
Fort Worth, TX
Past
July 27, 2018 - September 27, 2022
PALMER SQUARE CAPITAL MANAGEMENT LLC
RIA
CRD#: 155697
MISSION WOODS, KS
Past
July 24, 2018 - August 2, 2022
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Mission Woods, KS
Past
August 31, 2016 - July 17, 2018
CONVERGENCE INVESTMENT PARTNERS, LLC
RIA
CRD#: 148472
OVERLAND PARK, KS
Past
July 2, 2012 - August 31, 2016
MONTAGE INVESTMENTS, LLC
RIA
CRD#: 152607
LEAWOOD, KS
Past
February 16, 2012 - August 31, 2016
MSEC, LLC
BD
CRD#: 154327
OVERLAND PARK, KS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/3/2023)
RR
Arizona(11/3/2023)
RR
Arkansas(11/3/2023)
RR
California(11/3/2023)
RR
Colorado(11/3/2023)
RR
Connecticut(11/3/2023)
RR
District of Columbia(11/3/2023)
RR
Florida(11/3/2023)
RR
Georgia(11/3/2023)
RR
Hawaii(11/3/2023)
RR
Idaho(11/3/2023)
RR
Illinois(11/3/2023)
RR
Indiana(11/3/2023)
RR
Iowa(11/3/2023)
RR
Kansas(11/3/2023)
RR
Kentucky(11/3/2023)
RR
Louisiana(11/3/2023)
RR
Massachusetts(11/3/2023)
RR
Michigan(11/3/2023)
RR
Minnesota(11/3/2023)
RR
Mississippi(11/3/2023)
RR
Missouri(11/3/2023)
RR
Montana(11/3/2023)
RR
Nebraska(11/3/2023)
RR
Nevada(11/3/2023)
RR
New Hampshire(11/3/2023)
RR
New Mexico(11/3/2023)
RR
New York(11/3/2023)
RR
North Carolina(11/3/2023)
RR
North Dakota(11/3/2023)
RR
Ohio(11/3/2023)
RR
Oklahoma(11/3/2023)
RR
Pennsylvania(11/3/2023)
RR
Rhode Island(11/3/2023)
RR
South Carolina(11/3/2023)
RR
South Dakota(11/3/2023)
RR
Tennessee(11/3/2023)
RR
Texas(11/3/2023)
RR
Utah(11/3/2023)
RR
Vermont(11/3/2023)
RR
Virginia(11/3/2023)
RR
Washington(11/3/2023)
RR
West Virginia(11/3/2023)
RR
Wisconsin(11/3/2023)
RR
Wyoming(11/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TPG CAPITAL BD, LLC
TPG CAPITAL BD, LLC
CRD#: 143876 / SEC#: , 8-67616
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Mailing Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Phone number
(817) 871-4000
Established
Texas since 03/21/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
