Maxime Kasanda

KASANDA CAPITAL

NEW YORK, NY 10037

Some features on this profile are disabled

CRD#: 6024699

Professional summary

Maxime Kasanda, who also goes by Max Kasanda, is a registered financial advisor currently at KASANDA CAPITAL located in New York, New York.

Maxime is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Maxime has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Max Kasanda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Maxime Kalombo Kasanda is an independent licensed insurance agent. Maxime Kalombo Kasanda owns a talent representation company called Millie Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxime Kasanda's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2025 - Present

KASANDA CAPITAL

Office #1: 470 Lenox Ave 8j, New York, NY 10037

RIA

CRD#: 334491

NEW YORK, NY

Past

August 18, 2015 - February 4, 2025

MORGAN STANLEY

RIA

CRD#: 149777

New York, NY

Past

August 18, 2015 - February 4, 2025

MORGAN STANLEY

CRD#: 149777

New York, NY

Past

October 14, 2013 - March 23, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

September 10, 2013 - March 23, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 2, 2013 - August 19, 2013

COLUMBUS ADVISORY GROUP, LTD.

CRD#: 126331

NEW YORK, NY

Past

August 20, 2012 - November 28, 2012

JOHN THOMAS FINANCIAL

CRD#: 40982

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/14/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/2012

General Securities Representative Examination

Current Firm

KASANDA CAPITAL

KASANDA CAPITAL | KASANDA CAPITAL LLC

CRD#: 334491 / SEC#:

New York

Registered Investment Advisory firm - (1/27/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

New York, NY

Mailing Address

Phone number

(917) 912-5305

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Maxime Kasanda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxime Kasanda's CRS (Customer Relationship Summary).

Certified licenses

Experience

KASANDA CAPITAL

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

COLUMBUS ADVISORY GROUP, LTD.

JOHN THOMAS FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2013

Series 63

Date: 9/14/2012

SIE

Date: 10/1/2018

Series 7

Date: 8/16/2012

Current Firm

KASANDA CAPITAL

Contact information

Documents

Red Flags

Company Information

KASANDA CAPITAL

TRUST BUT VERIFY

Similar Advisors