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RH

Russell L. Heulitt

THIRD SEVEN CAPITAL LLC
Wall, NJ 07719
Some features on this profile are disabled
CRD#: 6024661
RH

Professional summary


Russell Louis Heulitt, who also goes by Russell Louis Heulitt III, Russell Louis Heulitt, Russell Heulitt, is a registered financial professional currently at THIRD SEVEN CAPITAL LLC located in Wall, New Jersey.

Russell is registered as a RR (Registered Representative) and started their career in finance in 2014. Russell has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Russell Louis Heulitt Iii | Russell Louis Heulitt | Russell Heulitt

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Russell Louis Heulitt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 24, 2025 - Present

THIRD SEVEN CAPITAL LLC

Office #1: 3349a State Route 138 Allaire Corporate Center Building A, Suite A, Seco, Wall, NJ 07719
BD
CRD#: 160209
Wall, NJ
Past

September 22, 2021 - November 26, 2024

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
DENVER, CO
Past

August 15, 2019 - September 3, 2021

WBI INVESTMENTS, LLC

RIA
CRD#: 106336
RED BANK, NJ
Past

August 13, 2019 - September 3, 2021

MILLINGTON SECURITIES, INC.

BD
CRD#: 147298
RED BANK, NJ
Past

June 3, 2015 - July 26, 2019

FORESTERS ADVISORY SERVICES, LLC

RIA
CRD#: 164663
EDISON, NJ
Past

August 19, 2014 - July 26, 2019

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(6/24/2025)
RR
New Jersey
(6/24/2025)
RR
New York
(6/24/2025)
RR
Pennsylvania
(6/24/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/4/2015
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TS
THIRD SEVEN CAPITAL LLC
THIRD SEVEN CAPITAL ADVISORS | THIRD SEVEN CAPITAL, LLC | THIRD SEVEN CAPITAL LLC

CRD#: 160209 / SEC#: , 8-69032

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
67 Holly Hill Lane Suite 8500, New York, NY 10022
Mailing Address
67 Holly Hill Lane Suite 300c, Greenwich, CT 06830
Phone number
(917) 602-6153
Established
Delaware since 07/06/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
THIRD SEVEN GROUP LLCHOLDING COMPANY
DIFIORE, MONICA LISACCO2966552
LEDGER, NICHOLAS MARKCEO/CFO6779287
SAKOL, DANIEL SCOTTFIN OP2813237

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THIRD SEVEN CAPITAL LLC

CRD#: 160209Wall, NJ 07719

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