JF
John Flexon
EMPOWER ADVISORY GROUP
Fernandina Beach, FL
Some features on this profile are disabled
CRD#: 6024543
JF
Professional summary
John Flexon, who also goes by John Dirk Flexon III, John Dirk Flexon, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Fernandina Beach, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. John has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Dirk Flexon Iii | John Dirk Flexon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*432182 For profit or not for profit: Entity For Profit Name of outside business organization: SunShine Home Services LLC Investment related: N Address of business: Yulee, Florida, 32097 Nature of business: Position, title, association: Start date of relationship: 6.2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , My younger brother has started his own home inspection and remodeling business, he has asked me to invest
CRS (Client Relationship Summary) - RIA
Click below to view John Flexon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Fernandina Beach, FL
Current
February 17, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
February 13, 2015 - February 2, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
December 22, 2014 - February 2, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Past
February 5, 2014 - March 7, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Past
April 17, 2012 - January 14, 2014
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2022)
RR
Alaska(2/17/2022)
RR
Arizona(2/17/2022)
RR
Arkansas(2/17/2022)
RR
California(2/17/2022)
RR
Connecticut(2/17/2022)
RR
Delaware(2/17/2022)
RR
Florida(2/17/2022)
IAR
Florida(3/11/2022)
RR
Georgia(2/17/2022)
RR
Hawaii(2/17/2022)
RR
Idaho(2/17/2022)
RR
Illinois(2/17/2022)
RR
Indiana(2/17/2022)
RR
Iowa(2/17/2022)
RR
Kansas(2/17/2022)
RR
Kentucky(2/17/2022)
RR
Maine(2/17/2022)
RR
Massachusetts(2/17/2022)
RR
Michigan(2/17/2022)
RR
Minnesota(2/17/2022)
RR
Mississippi(2/17/2022)
RR
Missouri(2/17/2022)
RR
Montana(2/17/2022)
RR
Nebraska(2/17/2022)
RR
Nevada(2/17/2022)
RR
New Hampshire(2/17/2022)
RR
New Jersey(2/17/2022)
RR
New Mexico(2/17/2022)
RR
New York(2/17/2022)
RR
North Carolina(2/17/2022)
RR
North Dakota(2/17/2022)
RR
Oklahoma(2/17/2022)
RR
Oregon(2/17/2022)
RR
Pennsylvania(2/17/2022)
RR
Rhode Island(2/17/2022)
RR
South Carolina(2/17/2022)
RR
South Dakota(2/17/2022)
RR
Tennessee(2/17/2022)
RR
Texas(2/17/2022)
RR
Utah(2/17/2022)
RR
Vermont(2/17/2022)
RR
Virginia(2/17/2022)
RR
Washington(2/17/2022)
RR
West Virginia(2/17/2022)
RR
Wisconsin(2/17/2022)
RR
Wyoming(2/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
