Joseph A. Stelly
STRATEGIC ADVISERS LLC | Financial Consultant
TOMBALL, TX
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CRD#: 6024066
Professional summary
Joseph Adam Stelly, CFP® is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Tomball, Texas and FIDELITY BROKERAGE SERVICES LLC located in Houston, Texas.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Joseph has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
As your dedicated Financial Consultant and CFP® professional, I partner with you to provide a comprehensive wealth plan that incorporates your short, intermediate and long term goals. In doing so, we will work together to develop and simplify your financial plan so that you and your family can focus more attention towards the things that are the most important to you.
Question & Answer
What are your service offerings?
Education Planning
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Adam Stelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Education
University of Houston
Bachelor of Science (BS) - Economics
2015
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 5322 Fm 1960 Rd W, Houston, TX 77069RIA
CRD#: 104555
TOMBALL, TX
Current
May 7, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 5322 Fm 1960 Rd W, Houston, TX 77069BD
CRD#: 7784
Houston, TX
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HOUSTON, TX
Past
March 12, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(1/20/2023)
RR
Florida(5/6/2022)
RR
Georgia(4/23/2020)
RR
Illinois(7/19/2024)
RR
Indiana(9/9/2022)
RR
Louisiana(1/3/2014)
RR
Massachusetts(7/19/2024)
RR
Michigan(2/22/2023)
RR
Mississippi(8/8/2020)
RR
New Jersey(4/11/2022)
RR
North Carolina(10/17/2025)
RR
Ohio(5/9/2022)
RR
South Carolina(8/27/2020)
RR
Tennessee(3/10/2025)
RR
Texas(7/24/2012)
IAR
Texas(3/31/2025)
RR
Virginia(2/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Tomball, TXTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
