Victoria L. Buening
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Lauren Buening, who also goes by VIctoria Lauren Furr, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 2014. Victoria had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2019 - June 13, 2022
CAROLINAS WEALTH CONSULTING LLC
October 17, 2016 - April 17, 2001
CAROLINAS INVESTMENT CONSULTING LLC
October 17, 2016 - June 13, 2022
CAROLINAS INVESTMENT CONSULTING LLC
July 24, 2014 - October 11, 2016
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAROLINAS WEALTH CONSULTING LLC
CRD#: 300003 / SEC#: 801-60158
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,252 |
| AUM (Assets Under Management) | $ 1,451,765,626 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
