Julia M. Holland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Michele Holland, who also goes by Julia Holland, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 2012. Julia had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2017 - July 20, 2018
SELECT CAPITAL CORPORATION
November 9, 2015 - February 28, 2017
RESOURCE SECURITIES LLC
October 6, 2014 - October 22, 2015
MCADAM LLC
October 3, 2014 - October 16, 2015
PURSHE KAPLAN STERLING INVESTMENTS
May 15, 2012 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
March 23, 2012 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SELECT CAPITAL CORPORATION
CRD#: 145997 / SEC#: , 8-67772
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
