RM
Ron K. Mathai
STATE FARM INVESTMENT MANAGEMENT
Irving, TX 75039
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CRD#: 6023451
RM
Professional summary
Ron Kadavana Mathai, who also goes by Ron Mathai, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Irving, Texas and STATE FARM VP MANAGEMENT CORP. located in Irving, Texas.
Ron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Ron has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron Mathai
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Matmil Bowl, LLC; non-investment-related; 3326 University Park Lane, Irving TX 75062; Retail/Bowling Alley; Silent Partner 50%; 12/04/2017; Trevor Gibbs is the other 50% partner. He's a personal friend but has no insurance relationship with me through State Farm. This is a silent partnership so we will not be managing the business. I am investing $30,000 to be a silent partner on 12/15/17. 0;0 2) Ron Mathai - Talent; Non-investment-related; 3326 University Park Lane, Irving, TX 75062; Other; Model; 12/01/2021; 4; 0; Photography/video shoot for a home builder (Normandy Homes) that is a non-speaking role with my family. 3) Ron Mathai's Insurance Agency; Insurance Agency; Investment-related; 7301 State Highway 161 Ste 180 Irving, TX 75039-2821; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 08/01/2015; 80; 80; Service customers and supervise employees. 4) Ron Mathai - Property #1 (personally held real estate); Investment-related; 3326 university park lane Irving, TX 75060; Investment or Commercial Property; Owner; 04/16/2024; 1; 1; Rental property business.
CRS (Client Relationship Summary) - RIA
Click below to view Ron Kadavana Mathai's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 7301 State Highway 161 Ste 180, Irving, TX 75039RIA
CRD#: 3487
Irving, TX
Current
August 18, 2014 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 7301 State Highway 161 Ste 180, Irving, TX 75039BD
CRD#: 43036
Irving, TX
Past
May 16, 2013 - May 15, 2014
BBVA SECURITIES INC.
BD
CRD#: 27060
FORT WORTH, TX
Past
August 9, 2012 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
BENBROOK, TX
Past
March 5, 2012 - June 28, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
IRVING, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(8/18/2014)
IAR
Texas(8/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
