Michelle M. Hams
Professional summary
Michelle Mh Hams, who also goes by Michelle Midori Harrison, Michelle M Harrison, is a registered financial advisor currently at HERITAGE WEALTH MANAGEMENT, INC. located in San Diego, California.
Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Michelle has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Mh Hams's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2021 - Present
HERITAGE WEALTH MANAGEMENT, INC.
Office #1: 11440 W. Bernardo Ct. Ste 390, San Diego, CA 92127October 26, 2021 - February 28, 2022
THE KOCEN FINANCIAL GROUP, INC.
August 21, 2017 - October 1, 2021
LPL FINANCIAL LLC
August 21, 2017 - October 1, 2021
LPL FINANCIAL LLC
March 19, 2013 - July 13, 2017
TD AMERITRADE, INC.
March 19, 2013 - July 13, 2017
TD AMERITRADE, INC.
March 28, 2012 - March 20, 2013
SECURIAN FINANCIAL SERVICES, INC.
February 22, 2012 - March 20, 2013
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
HERITAGE WEALTH MANAGEMENT, INC.
CRD#: 316956 / SEC#: 801-122719
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/21/2021)
Exams
Current Firm
HERITAGE WEALTH MANAGEMENT, INC.
CRD#: 316956 / SEC#: 801-122719
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 978 |
| AUM (Assets Under Management) | $ 491,221,951 |
Red Flags
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