Robert O. Reed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Odell Reed was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1968. Robert had worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 1, Series 27, Series 24, Series 53, Series 12, Series 4, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2003 - January 29, 2021
SHAREHOLDERS SERVICE GROUP, LLC
September 12, 1998 - October 30, 1998
JACK WHITE & COMPANY, INC.
June 1, 1998 - June 7, 2001
TD AMERITRADE, INC.
August 26, 1988 - April 19, 1994
SHAREHOLDER SERVICES CORP.
August 3, 1978 - June 1, 1998
JACK WHITE & COMPANY, INC.
February 11, 1977 - September 14, 1978
FIRST AFFILIATED SECURITIES, INC.
February 3, 1976 - June 20, 1976
CITIGROUP GLOBAL MARKETS INC.
September 15, 1975 - December 3, 1975
FIRST AFFILIATED SECURITIES, INC.
February 8, 1968 - August 24, 1974
ROBERTS, SCOTT & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 7/28/1965
Registered Representative ExaminationSeries 12
Date: 7/7/1998
NYSE Branch Manager ExaminationF04
Date: 6/12/1978
Financial Principal ExaminationSeries 40
Date: 1/27/1968
Registered Principal ExaminationCurrent Firm
SHAREHOLDERS SERVICE GROUP, LLC
CRD#: 125226 / SEC#: , 8-65778
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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