WB
William J. Beckett
U. S. BOSTON CAPITAL
Lincoln, MA 01773
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CRD#: 6021358
WB
Professional summary
William Joseph Beckett, who also goes by William J. Beckett, is a registered financial professional currently at U. S. BOSTON CAPITAL CORPORATION located in Lincoln, Massachusetts.
William is registered as a RR (Registered Representative) and started their career in finance in 2021. William has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
William J. Beckett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GEF Capital II, LLC (Member) GEF SBIC II, LLC (Member) 800 Westchester Avenue, Suite 430 Rye Brook, NY GEF Capital II, LLC is the general partner of Gefus Capital Partners II, LP, a $25 million private equity fund (the "Fund") that owns 100% of Gefus SBIC II, LP (the "SBIC"), a small business investment company licensed by the US Small Business Administration (the "SBA"). The Fund and SBIC are invested in 2 private US small lower middle market companies. GEF SBIC, LLC is the general partner of the SBIC. I have been a member of the general partners of both the Fund and SBIC and have been a Member since January 2011. I spend no more than 1 hour a month in total working for both entities and no time during trading hours. This role is compensated. My duties involve sitting on the investment committee of both entities, reviewing and approving the sales of their private equity investments and dealing with the SBA on information requests. Both the Fund and SBIC are past their 5-year "investment period" and are in their "harvest mode". 2. Clermont Mountain View Management, LLC 137 Heatherdell Road, Ardsley, NY I am a managing member of Clermont Mountain View Management, LLC. The LLC owns real estate in Clermont, NY and rents farmland to a local farmer. I dedicate one hour per month (none during trading hours) to this business. I oversee this family investment and prepare state filings and tax returns. 3. Clermont Capital Corporation 26 Plymouth Road; Summit, NJ Clermont Capital Corporation is a consulting company that I am the President of. The company is currently registered as a corporation in NY but is inactive, and I do not have any duties at the current time for this entity. 4. Pear Tree Partners, LP 55 Old Bedford Road, Lincoln, MA Pear Tree Partners, LP ("PTPLP") is an RIA that manages the USB Focus Funds. Since April 2017, I have been part of Pear Tree Partners LP. I was a consultant through 12/2018. As of August 2020 through June 2021, I was CCO of Pear Tree Partners LP. As of June 2021 I became a Principal of Pear Tree Partners LP. Pear Tree Partners LP is an SEC registered Investment Advisor that acts as the managing member of limited liability companies formed to hold investments in small private companies. I am compensated, the hours spent on this other business may vary but are approximately 30 hours per week. 5. Anuncia Medical Inc. Position - Board Observer. Start date 10/17/24. Anuncia is a portfolio company of U.S. Boston Growth Capital QSBS Fund, LP. It is located at 6908 E Thomas Rd., Suite 302, Scottsdale, AZ 85251. It is one of 7 portfolio companies in the fund. I am a member of the GP of the Fund. This activity is investment related. I am not compensated and I spend approximately 4 hours per month, 1 during securities hours on this activity. 6. Green Mountain Firewood Company. Position - Board Observer. Start date 10/17/24 Green Mountain Firewood Company is a portfolio company of U.S. Boston Growth Capital QSBS Fund, LP. It is located at 80 Washington Street, Building J 41, Norwell, MA 02061. It is one of 7 portfolio companies in the fund. I am a member of the GP of the Fund. I am not compensated and I spend approximately 4 hours per month, 1 during securities hours on this activity.
CRS (Client Relationship Summary) - BD
Click below to view William Joseph Beckett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2019 - Present
U. S. BOSTON CAPITAL CORPORATION
Office #1: Lincoln North, Lincoln, MA 01773RIA
BD
CRD#: 5251
Lincoln, MA
Past
May 25, 2021 - September 18, 2025
PEAR TREE PARTNERS, LP
RIA
CRD#: 152581
LINCOLN, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
US
U. S. BOSTON CAPITAL CORPORATION
U. S. BOSTON CAPITAL CORPORATION
CRD#: 5251 / SEC#: 801-130044, 8-15885
RIA
Registered Investment Advisory firm - SEC (4/26/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/13/2019)
RR
Colorado(9/13/2019)
RR
Connecticut(9/11/2019)
RR
Florida(9/11/2019)
RR
Georgia(9/13/2019)
RR
Maine(9/13/2019)
RR
Maryland(9/13/2019)
RR
Massachusetts(9/11/2019)
RR
Michigan(9/13/2019)
RR
New Hampshire(9/16/2019)
RR
New Jersey(9/11/2019)
RR
New York(9/11/2019)
RR
Oklahoma(11/22/2021)
RR
Texas(9/11/2019)
RR
Vermont(9/16/2019)
RR
Virginia(9/13/2019)
RR
Washington(9/13/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/8/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
US
U. S. BOSTON CAPITAL CORPORATION
U. S. BOSTON CAPITAL CORPORATION
CRD#: 5251 / SEC#: 801-130044, 8-15885
RIA
Registered Investment Advisory firm - SEC (4/26/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
Lincoln North Suite 202, Lincoln, MA 01773
Mailing Address
55 Old Bedford Road Suite 202, Lincoln, MA 01773
Phone number
(781) 259-1144
Established
Massachusetts since 04/23/1970
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
5
SEC notice filing (4 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BOSTON CORPORATION | SHAREHOLDER | |
| HUNT, DIANE | TREASURER | 1314708 |
| HUNT, DIANE | PRINCIPAL OPERATIONS OFFICER | 1314708 |
| KESSINGER, DEBORAH ANNE | PRESIDENT, CHIEF COMPLIANCE OFFICER, BROKER DEALER | 1801530 |
| MONISOV, ALINA | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY | 6235159 |
| OKUROWSKI, LEON | VICE PRESIDENT, DIRECTOR AND CLERK | 351799 |
| UMPHREY, WILLARD LEE | DIRECTOR | 451556 |
Regulatory assets under management
| Total Number of Accounts | 271 |
| AUM (Assets Under Management) | $ 359,787,261 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/17/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
U. S. BOSTON CAPITAL CORPORATION
CRD#: 5251Lincoln, MA 01773TRUST BUT VERIFY
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