Jennifer T. Chuang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Tzy-huoy Chuang, who also goes by Jennifer Chuang, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2012. Jennifer had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2014 - October 6, 2016
STADION MONEY MANAGEMENT, LLC
December 19, 2013 - September 27, 2016
ALPS DISTRIBUTORS, INC.
September 9, 2013 - October 10, 2013
TPB WEALTH ADVISORS, LLC
July 11, 2012 - March 22, 2013
MORGAN STANLEY
June 13, 2012 - March 22, 2013
MORGAN STANLEY
Primary Firm SEC Registration
STADION MONEY MANAGEMENT, LLC
CRD#: 112608 / SEC#: 801-45601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STADION MONEY MANAGEMENT, LLC
CRD#: 112608 / SEC#: 801-45601
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 47,926 |
| AUM (Assets Under Management) | $ 2,468,297,204 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
