AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KM

Kristopher D. Montgomery

KOMMON WEALTH
ROANOKE, VA 24018
Some features on this profile are disabled
CRD#: 6020971
KM

Professional summary

Kristopher David Montgomery is a registered financial advisor currently at KOMMON WEALTH, LLC located in Roanoke, Virginia.

Kristopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Kristopher has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristopher David Montgomery's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 19, 2025 - Present

KOMMON WEALTH, LLC

Office #1: 3952 Meadowlark Rd., Roanoke, VA 24018
RIA
CRD#: 337483
ROANOKE, VA
Past

August 10, 2012 - December 17, 2015

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BD
CRD#: 611
ROANOKE, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(11/19/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/9/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/4/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/17/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/9/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

KW
KOMMON WEALTH, LLC
APEX WEALTH | KOMMON WEALTH, LLC | APEX WEALTH LLC

CRD#: 337483 / SEC#:

Virginia
Registered Investment Advisory firm - (11/19/2025 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3952 Meadowlark Rd., Roanoke, VA 24018
Mailing Address
Phone number
(540) 397-3335
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KOMMON WEALTH, LLC

CRD#: 337483Roanoke, VA 24018

TRUST BUT VERIFY

Monitor Kristopher Montgomery

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
Natalie Weaver Stenehjem
Natalie StenehjemAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
San Diego, CA
MT
Marguerite ToroianAdvisorCheck Check Mark
BELL ROCK CAPITAL, LLC
PR
REHOBOTH BEACH, DE
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.