Michael J. Lynch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael J Lynch, who also goes by Michael James Lynch, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2012. Michael had worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2019 - May 1, 2026
HAZARD & SIEGEL, INC.
January 8, 2019 - May 1, 2026
HAZARD & SIEGEL ADVISORY SERVICES LLC
May 2, 2018 - August 15, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 30, 2018 - August 15, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 13, 2012 - December 31, 2017
HAZARD & SIEGEL, INC.
February 17, 2012 - December 31, 2017
HAZARD & SIEGEL ADVISORY SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
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