Christopher A. Miller
Professional summary
Christopher Austin Miller is a registered financial professional currently at GUZMAN & COMPANY located in Coral Gables, Florida.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2012. Christopher has worked at 1 firm and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Austin Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2012 - Present
GUZMAN & COMPANY
Office #1: 101 Aragon Avenue, Coral Gables, FL 33134-5426Office #2: 101 Aragon Avenue, Coral Gables, FL 33134State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2012)
(7/21/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Investors' Exchange LLC
Current Firm
GUZMAN & COMPANY
CRD#: 21013 / SEC#: , 8-38646
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
GUZMAN & COMPANY
CRD#: 21013Coral Gables, FL 33134-5426TRUST BUT VERIFY
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