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Brandon G. Fluegel

Some features on this profile are disabled
CRD#: 6019574
BF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brandon Grant Fluegel was a registered financial professional .

Brandon is a previously registered financial professional and started their career in finance in 2012. Brandon had worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3, Series 56 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Synchronicity Futures, LLC; Investment related; 2757 Limerick Lane, Troy, MI 48098; RIA, CTA, CPO; CSO; 11/2015; 100 hrs per month; 5 hrs during trading; Execution, research. 2) ChainLogic Fund LP; Investment related; 950 E. Maple Rd., STE 205, Birmingham, MI 48009; Private Fund; CSO; PM; 11/20/2017; 60 hrs per month; 2 hrs during trading; Execution, research.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 4, 2018 - October 22, 2020

TRESTLE POINT, LLC

BD
CRD#: 138494
BIRMINGHAM, MI
Past

May 15, 2017 - July 31, 2023

SYNCHRONICITY

RIA
CRD#: 288025
TROY, MI
Past

November 8, 2013 - August 7, 2014

J2 CAPITAL MANAGEMENT, INC.

RIA
CRD#: 152964
TROY, MI
Past

February 27, 2012 - November 30, 2012

WTS PROPRIETARY TRADING GROUP LLC

BD
CRD#: 148117
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/13/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/5/2017
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/1/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/18/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/23/2015
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 56
Date: 2/24/2012
Proprietary Trader Qualification Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/1/2023
General Securities Principal Examination

Current Firm

TP
TRESTLE POINT, LLC
TRESTLE POINT, LLC | WINDSHIP CAPITAL MARKETS, LLC

CRD#: 138494 / SEC#: , 8-67165

BD
Terminated by SEC on 12/15/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
Georgia since 05/12/2005
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SAMPIETRO, JOHN DANIEL JRCCO, AMLCO4373384

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRESTLE POINT, LLC

CRD#: 138494

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