Antonio M. Burkett

ASPIRE PRIVATE CAPITAL

Cornelius, NC 28031

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CRD#: 6019453

Professional summary

Antonio Montez Burkett, CFP®, who also goes by Antonio M Burkett, is a registered financial advisor currently at ASPIRE PRIVATE CAPITAL located in Cornelius, North Carolina.

Antonio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Antonio has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Antonio M Burkett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio Montez Burkett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

November 28, 2018 - Present

ASPIRE PRIVATE CAPITAL

Office #1: 19410 Jetton Road Suite 110, Cornelius, NC 28031

RIA

CRD#: 154116

Cornelius, NC

Past

July 25, 2018 - November 26, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

October 25, 2017 - November 26, 2018

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

February 17, 2012 - August 30, 2016

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPIRE PRIVATE CAPITAL

ASPIRE PRIVATE CAPITAL | ASPIRE PRIVATE CAPITAL, LLC

CRD#: 154116 / SEC#: 801-113754

RIA

Registered Investment Advisory firm - (8/1/2018 Approved)

Florida

Registered Investment Advisory firm - (8/15/2018 Terminated)

Georgia

Registered Investment Advisory firm - (10/5/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (8/17/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (8/15/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(11/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/1/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/2012

General Securities Representative Examination

Current Firm

ASPIRE PRIVATE CAPITAL

ASPIRE PRIVATE CAPITAL | ASPIRE PRIVATE CAPITAL, LLC

CRD#: 154116 / SEC#: 801-113754

RIA

Registered Investment Advisory firm - (8/1/2018 Approved)

Florida

Registered Investment Advisory firm - (8/15/2018 Terminated)

Georgia

Registered Investment Advisory firm - (10/5/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (8/17/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (8/15/2018 Terminated)

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Contact information

Main Address

19410 Jetton Road Suite 110, Cornelius, NC 28031

Mailing Address

Phone number

(704) 237-9927

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASPIRE PRIVATE CAPITAL ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,701
AUM (Assets Under Management)	$ 455,692,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Antonio M. Burkett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio Montez Burkett's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPIRE PRIVATE CAPITAL

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

ASPIRE PRIVATE CAPITAL

State Registrations and Notice Filings

Exams

Series 63

Date: 3/1/2012

SIE

Date: 10/1/2018

Series 7

Date: 2/16/2012

Current Firm

ASPIRE PRIVATE CAPITAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASPIRE PRIVATE CAPITAL

TRUST BUT VERIFY

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