Robert Schmidt
Professional Summary
Robert Schmidt, who also goes by Robert John Schmidt, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2012 - 2016. Robert had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert John Schmidt
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
Past
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Current Firm
NEWPORT GROUP SECURITIES, INC. | THE NEWPORT GROUP | NEWPORT SECURITIES INSURANCE SERVICES | NEWPORT SECURITIES INSURANCE AGENCY | NEWPORT GROUP, INC.
Contact Information
Main Address
300 Primera Blvd. Suite 200, Lake Mary, FL 32746Phone Number
(407) 333-2905Established
Florida since 12/20/1991Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
38Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWPORT GROUP HOLDINGS I, INC. | OWNER | — |
| KAPLAN, ROBERT BARRY | CCO | 1286735 |
Regulatory Assets Under Management
Total Number of Accounts
75AUM (Assets Under Management)
$22,966,874,617Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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