Robert Barry Kaplan
Professional Summary
Robert Barry Kaplan, who also goes by Bob Kaplan, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1985 - 2023. Robert had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 27 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bob Kaplan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
NEWPORT GROUP SECURITIES, INC. | THE NEWPORT GROUP | NEWPORT SECURITIES INSURANCE SERVICES | NEWPORT SECURITIES INSURANCE AGENCY | NEWPORT GROUP, INC.
Contact Information
Main Address
300 Primera Blvd. Suite 200, Lake Mary, FL 32746Phone Number
(407) 333-2905Established
Florida since 12/20/1991Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
38Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWPORT GROUP HOLDINGS I, INC. | OWNER | — |
| KAPLAN, ROBERT BARRY | CCO | 1286735 |
Regulatory Assets Under Management
Total Number of Accounts
75AUM (Assets Under Management)
$22,966,874,617Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Nov 1987Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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