Robert E. Cline
Professional summary
Robert Earl Cline, who also goes by Bob Cline, is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in Pittsburgh, Pennsylvania.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1974. Robert has worked at 12 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 7TO, SIE, Series 1, Series 24, Series 53 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Earl Cline's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2011 - Present
NEWEDGE SECURITIES, LLC
Office #1: 219 N. Main Street Suite 200, Pittsburgh, PA 15215September 4, 2002 - June 10, 2011
AMUNI FINANCIAL, INC.
February 2, 2000 - September 10, 2002
GILFORD SECURITIES INCORPORATED
May 21, 1998 - January 31, 2000
AMUNI FINANCIAL, INC.
March 17, 1994 - October 2, 1997
PNC CAPITAL MARKETS LLC
February 6, 1990 - March 17, 1994
WILLIAM R. HOUGH & CO.
July 20, 1988 - February 20, 1990
ARCH W. ROBERTS & CO.
March 2, 1981 - June 6, 1988
TUCKER ANTHONY INCORPORATED
November 22, 1977 - March 4, 1981
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
December 22, 1975 - November 17, 1976
SHEARSON HAYDEN STONE INC.
October 4, 1974 - April 6, 1976
DEAN WITTER & CO. INCORPORATED
July 1, 1974 - September 5, 1975
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2011)
(6/9/2011)
(6/9/2011)
(6/9/2011)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 6/25/1973
Registered Representative ExaminationSeries 40
Date: 6/28/1976
Registered Principal ExaminationFINRA
Nasdaq Stock Market
Current Firm
NEWEDGE SECURITIES, LLC
CRD#: 10674 / SEC#: , 8-27663
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | |
| BANCO, JOSEPH FRANKLIN JR | PRINCIPAL FINANCIAL OFFICER AND CFO | 2850198 |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 |
| FONG, SARAH F | VICE PRESIDENT | 2937709 |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 |
| SCHNIER, DAVID JASON | GENERAL COUNSEL AND SECRETARY | 5110928 |
| SESLER, JEAN ANN | PRINCIPAL OPERATIONS OFFICER | 1809578 |
| SMITH, KYLE PETER | PRESIDENT | 2142563 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
