John J. Kriz
Professional summary
John Jerome Kriz III, who also goes by John Jerome Kriz, John Kriz, is a registered financial professional currently at SAMI BROKERAGE LLC located in Stamford, Connecticut.
John is registered as a RR (Registered Representative) and started their career in finance in 2012. John has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Jerome Kriz III's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2012 - Present
SAMI BROKERAGE LLC
Office #1: 2 High Ridge Park 2nd Floor, Stamford, CT 06905State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2012)
(4/30/2012)
(4/30/2012)
Exams
FINRA
Current Firm
SAMI BROKERAGE LLC
CRD#: 18217 / SEC#: 801-undefined, 8-36472
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPECTRUM ASSET MANAGEMENT, INC. | 100% OWNER | |
| BYER, MATTHEW ROSS | CHIEF INFORMATION SECURITY OFFICER | 3120607 |
| HANCZOR, JOSEPH ANDREW | CHIEF COMPLIANCE OFFICER | 5200684 |
| JACOBY, LEWIS PHILLIP IV | HEAD OF TRADING | 1238147 |
| LIEB, MARK ALAN | PRESIDENT | 853490 |
| ORLANDO, JEAN MARIE | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | 1197909 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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